JW
Jeffrey S. Withrow
CITY NATIONAL ROCHDALE
Denver, CO
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CRD#: 5499323
JW
Professional summary
Jeffrey Sean Withrow, AIF®, CFA, CPWA®, who also goes by Sean Withrow, is a registered financial advisor currently at CITY NATIONAL ROCHDALE located in Denver, Colorado and CNR SECURITIES, LLC located in San Francisco, California.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Sean Withrow
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) Name of Entity: JW2 Capital, LLC; Non investment-related; Address: 3473 Beeler Street, Denver, CO 80238; Nature of OBA: JW2 Capital, LLC owns a residential property in Scottsdale, AZ that is a short-term rental (AirBnb, VRBO). The LLC is owned jointly by my and my wife's living trusts; Position/Title/Relationship: Partner; Start Date: 11/05/2021; Time devoted: 4 hours per month; 0 during securities trading hours; Duties: I oversee the property with my wife, Julie- day to day operations and all bookings run through our property manager - SwayBnB, in Scottsdale, AZ.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Sean Withrow's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CPWA®
Start date: 2020-08-31
Expire date: 2024-07-31
Experience
Current
November 1, 2012 - Present
CITY NATIONAL ROCHDALE
Office #2: 455 Market Street Suite 1250, San Francisco, CA 94105RIA
CRD#: 117198
Denver, CO
Current
November 1, 2012 - Present
CNR SECURITIES, LLC
Office #1: 455 Market Street 20th Floor, San Francisco, CA 94105BD
CRD#: 18466
SAN FRANCISCO, CA
Past
May 27, 2010 - September 24, 2012
CURIAN CAPITAL, LLC
RIA
CRD#: 120270
DENVER, CO
Past
January 20, 2010 - September 24, 2012
CURIAN CLEARING, LLC
BD
CRD#: 132938
DENVER, CO
Past
August 20, 2009 - December 31, 2009
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
BD
CRD#: 40178
DENVER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
Registered Investment Advisory firm - (6/20/1986 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(11/1/2012)
IAR
Alabama(11/1/2012)
RR
Alaska(11/6/2017)
RR
Arizona(11/1/2012)
IAR
Arizona(11/14/2012)
RR
Arkansas(11/1/2012)
IAR
Arkansas(11/1/2012)
RR
California(9/25/2014)
IAR
California(9/25/2014)
RR
Colorado(11/1/2012)
IAR
Colorado(11/1/2012)
RR
Florida(8/5/2014)
RR
Georgia(8/5/2014)
RR
Hawaii(1/10/2014)
IAR
Hawaii(2/21/2014)
RR
Idaho(7/20/2023)
IAR
Idaho(2/2/2024)
RR
Illinois(1/10/2014)
IAR
Illinois(1/13/2014)
RR
Indiana(8/16/2022)
RR
Kansas(1/10/2014)
IAR
Kansas(1/27/2014)
RR
Louisiana(7/13/2015)
RR
Maine(11/6/2017)
RR
Maryland(1/10/2014)
RR
Massachusetts(7/13/2015)
RR
Minnesota(1/10/2014)
IAR
Minnesota(1/13/2014)
RR
Mississippi(11/1/2012)
RR
Missouri(1/10/2014)
IAR
Missouri(1/16/2014)
RR
Montana(7/13/2015)
IAR
Montana(2/5/2024)
RR
Nevada(9/25/2014)
RR
New Hampshire(7/12/2018)
RR
New Mexico(11/1/2012)
IAR
New Mexico(11/1/2012)
RR
New York(1/6/2015)
RR
North Carolina(1/13/2014)
RR
North Dakota(1/21/2016)
RR
Ohio(3/7/2018)
RR
Pennsylvania(11/6/2017)
RR
South Carolina(3/25/2019)
RR
Tennessee(8/29/2020)
RR
Texas(1/10/2014)
IAR
Texas(2/13/2025)
RR
Utah(11/1/2012)
IAR
Utah(11/2/2012)
RR
Vermont(1/10/2014)
RR
Virginia(3/11/2015)
IAR
Virginia(3/12/2015)
RR
Washington(1/10/2014)
IAR
Washington(1/13/2014)
RR
Wisconsin(10/20/2014)
RR
Wyoming(1/10/2014)
IAR
Wyoming(2/2/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CN
CITY NATIONAL ROCHDALE
CITY NATIONAL ROCHDALE | ROCHDALE INVESTMENT MANAGEMENT LLC | ROCHDALE INVESTMENT MANAGEMENT | CITY NATIONAL ROCHDALE, LLC
CRD#: 117198 / SEC#: 801-27265
RIA
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Contact information
Main Address
400 Park Avenue 10th Floor, New York, NY 10022
Mailing Address
Phone number
(212) 702-3500
Established
Firm type
Fiscal year end
# of Employees
235
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,300 |
| AUM (Assets Under Management) | $ 68,177,828,012 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/28/2025 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
