Safet Musovic
SANTANDER SECURITIES LLC
Staten Island, NY 10304
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CRD#: 5499059
Professional summary
Safet Musovic, CFP®, who also goes by Steve Musovic, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in Staten Island, New York.
Safet is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Safet has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Musovic
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rental Property - Newark, NJ; Investment-related; Affiliation started 07/26/2019; Title/Duties: Owner; 1 hour per month devote to other business/0 hour per month during trading hours
CRS (Client Relationship Summary) - RIA
Click below to view Safet Musovic's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Safet Musovic's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 24, 2023 - Present
SANTANDER SECURITIES LLC
Office #1: 1550 Richmond Road, Staten Island, NY 10304Office #2: 2655 Richmond Avenue, Staten Island, NY 10314Office #3: 475 Forest Avenue, Staten Island, NY 10301RIA
BD
CRD#: 41791
Staten Island, NY
Current
January 24, 2023 - Present
SANTANDER SECURITIES LLC
Office #1: 1550 Richmond Road, Staten Island, NY 10304Office #2: 2655 Richmond Avenue, Staten Island, NY 10314Office #3: 475 Forest Avenue, Staten Island, NY 10301RIA
BD
CRD#: 41791
Staten Island, NY
Past
April 29, 2019 - January 24, 2023
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
STATEN ISLAND, NY
Past
April 29, 2019 - January 24, 2023
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
STATEN ISLAND, NY
Past
April 2, 2018 - May 14, 2019
LPL FINANCIAL LLC
RIA
CRD#: 6413
STATEN ISLAND, NY
Past
March 28, 2018 - May 14, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
STATEN ISLAND, NY
Past
May 29, 2015 - March 28, 2018
CAPITAL ONE ADVISORS, LLC
RIA
CRD#: 136865
NEW YORK, NY
Past
May 21, 2015 - March 28, 2018
CAPITAL ONE INVESTING, LLC
BD
CRD#: 45744
New York, NY
Past
December 3, 2014 - May 27, 2015
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
STATEN ISLAND, NY
Past
August 27, 2013 - December 2, 2014
SANTANDER SECURITIES LLC
RIA
CRD#: 41791
STATEN ISLAND, NY
Past
September 19, 2012 - May 27, 2015
SANTANDER SECURITIES LLC
BD
CRD#: 41791
STATEN ISLAND, NY
Past
May 16, 2012 - September 19, 2012
LPL FINANCIAL LLC
BD
CRD#: 6413
NEW YORK, NY
Past
May 13, 2010 - April 20, 2012
CHASE INVESTMENT SERVICES CORP.
BD
CRD#: 25574
NEW YORK, NY
Past
September 3, 2009 - November 23, 2009
J.P. TURNER & COMPANY, L.L.C.
BD
CRD#: 43177
STATEN ISLAND, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/26/2023)
RR
Iowa(4/18/2025)
RR
Maryland(2/11/2025)
RR
Massachusetts(5/23/2023)
RR
New Jersey(5/23/2023)
RR
New York(1/24/2023)
IAR
New York(1/24/2023)
RR
Pennsylvania(6/26/2023)
RR
South Carolina(7/24/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
