EN
Evan A. Nelson
ORGEL WEALTH MANAGEMENT
Altoona, WI 54720
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CRD#: 5498778
EN
Professional summary
Evan Andrew Nelson is a registered financial advisor currently at ORGEL WEALTH MANAGEMENT, LLC located in Altoona, Wisconsin.
Evan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2010. Evan has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
HEARTLAND EQUITY MANAGEMENT, LLC ("HEM"), investment-related; Address: 501 SE Main St. #432, Minneapolis, MN 55414; Nature of other business: HEM is the sole Managing Member of, and investor in, Heartland Equity Partners 1, LLC ("HEP 1"). HEP 1 is an unregistered pooled investment fund that seeks to invest in majority interests of Upper Midwest companies in the sales of $5 to $30 million. My Title: No title. Duties: Provide analysis assistance; review existing and new business opportunities for the fund to invest in; summarize financial reports. Start date with other business: 11/10/15; Approximate number of hrs/month devoted to other business: 4-6; Approximate number of hrs devoted during trading hours: 0 hr/week. Since 2020 the employee holds a 45% ownership interest in OWM RE, a jointly held partnership that owns real estate located at 2420 Rivers Edge Drive and 2423 Rivers Edge Drive, Altoona, WI 54720, which are the buildings used by Orgel Wealth Management for its operations. The activity involves real estate ownership only, with approximately 1 hour per month devoted. Since 2024, serves as an uncompensated member of the Board of Directors for Venture Academy (charter school), 989 122nd St, Chippewa Falls, WI 54729. Role is operational and non-investment related, requiring approximately 20 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view Evan Andrew Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 22, 2014 - Present
ORGEL WEALTH MANAGEMENT, LLC
Office #1: 2420 Rivers Edge Drive, Altoona, WI 54720RIA
CRD#: 168219
Altoona, WI
Past
January 13, 2011 - December 26, 2013
RBC CAPITAL MARKETS, LLC
RIA
CRD#: 31194
MINNEAPOLIS, MN
Past
November 15, 2010 - December 26, 2013
RBC CAPITAL MARKETS, LLC
BD
CRD#: 31194
MINNEAPOLIS, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Minnesota(10/11/2019)
IAR
Texas(3/16/2018)
IAR
Wisconsin(1/22/2014)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
OW
ORGEL WEALTH MANAGEMENT, LLC
ORGEL WEALTH MANAGEMENT, LLC
CRD#: 168219 / SEC#: 801-78284
RIA
Registered Investment Advisory firm - (7/9/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
2420 Rivers Edge Drive, Altoona, WI 54720
Mailing Address
Phone number
(715) 835-6525
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,031 |
| AUM (Assets Under Management) | $ 7,104,580,359 |
Red Flags
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