Fiel A. Barrow

ALPHA & OMEGA

La Mesa, CA 91942

Some features on this profile are disabled

CRD#: 5498447

Professional summary

Fiel Armando Barrow, who also goes by Fiel Barrow, is a registered financial advisor currently at ALPHA & OMEGA located in La Mesa, California.

Fiel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Fiel has worked at 3 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Fiel Barrow

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fiel Armando Barrow's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 28, 2017 - Present

ALPHA & OMEGA

Office #1: 8580 La Mesa Blvd Ste 100, La Mesa, CA 91942

RIA

CRD#: 105548

La Mesa, CA

Past

November 23, 2016 - February 6, 2017

RJ PATTERSON GROUP

RIA

CRD#: 281752

SAN DIEGO, CA

Past

December 8, 2015 - October 19, 2016

DANIEL WEALTH ADVISORS

RIA

CRD#: 150382

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/28/2017)

IAR

Colorado
(9/25/2023)

IAR

Louisiana
(7/13/2023)

IAR

New York
(7/10/2023)

IAR

Texas
(9/7/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/7/2015

Uniform Investment Adviser Law Examination

Current Firm

ALPHA & OMEGA

ALPHA & OMEGA | ALPHA & OMEGA FINANCIAL MANAGEMENT CONSULTANTS, INC.

CRD#: 105548 / SEC#: 801-45517

RIA

Registered Investment Advisory firm - (7/6/2023 Terminated)

California

Registered Investment Advisory firm - (6/27/2023 Approved)

Colorado

Registered Investment Advisory firm - (9/25/2023 Approved)

Louisiana

Registered Investment Advisory firm - (7/13/2023 Approved)

New York

Registered Investment Advisory firm - (7/10/2023 Approved)

Texas

Registered Investment Advisory firm - (9/5/2023 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8580 La Mesa Blvd Ste 100, La Mesa, CA 91942

Mailing Address

P.o. Box 2669, La Mesa, CA 91943

Phone number

(619) 462-7812

Established

Firm type

Fiscal year end

# of Employees

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	233
AUM (Assets Under Management)	$ 36,567,552

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Paul Neves

LPL FINANCIAL LLC

IAR

SAN DIEGO, CA

Alice Ruiz

SCHWAB WEALTH ADVISORY, INC.

IAR

San Diego, CA

Nilay Barefield

CETERA INVESTMENT ADVISERS LLC

IAR

San Diego, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Fiel A. Barrow

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Fiel Armando Barrow's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA & OMEGA

RJ PATTERSON GROUP

DANIEL WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 12/7/2015

Current Firm

ALPHA & OMEGA

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ALPHA & OMEGA

TRUST BUT VERIFY

Similar Advisors