AL
Anna-marie O. Lovell
INFINITY FINANCIAL SERVICES ADVISORY
la jolla, CA 92037
Some features on this profile are disabled
CRD#: 5498414
AL
Professional summary
Anna-marie Ocampo Lovell, who also goes by Anna-marie Ocampo Agana, Anna Marie Ocampo Lovell, is a registered financial advisor currently at INFINITY FINANCIAL SERVICES ADVISORY located in La Jolla, California and INFINITY FINANCIAL SERVICES located in La Jolla, California.
Anna-marie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Anna-marie has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Anna-Marie Ocampo Agana | Anna Marie Ocampo Lovell
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Anna Marie O. Lovell, Investment related, 4275 Executive Square Suite 200, La Jolla, CA 92037, Independent Contractor; Insurance Agent, 5/2008, 15 hours per month, 5 during trading hours, engaged in selling fixed annuities, equity index annuities, fixed life, and servicing clients. 2. Lovell Wealth Management, Not investment related, Marketing Name (Fictitious business name), 07/01/2012, zero hours per month, zero during trading hours. 3. Velur Enteprises Inc, Investment related, 5900 N Sepulveda Blvd Ste 160, Van Nuys CA 91411, Investor, 04/13/2012, 8 hours per year, zero during trading hours. 4. Collective VFO, Not investment related, 34475 Yucaipa Blvd Suite 208, Yucaipa, CA 92399, Advanced Planning Lead, 05/08/2025, 20 hours per month, zero during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Anna-marie Ocampo Lovell's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 27, 2020 - Present
INFINITY FINANCIAL SERVICES ADVISORY
Office #1: 4275 Executive Square Suite 200, La Jolla, CA 92037RIA
CRD#: 304981
la jolla, CA
Current
March 22, 2019 - Present
INFINITY FINANCIAL SERVICES
Office #1: 4275 Executive Square Suite 200, La Jolla, CA 92037BD
CRD#: 144302
La Jolla, CA
Past
March 25, 2019 - December 31, 2020
INFINITY FINANCIAL SERVICES
RIA
CRD#: 144302
OAKLAND, CA
Past
February 26, 2013 - March 26, 2019
FSC SECURITIES CORPORATION
RIA
CRD#: 7461
LA JOLLA, CA
Past
February 22, 2013 - March 26, 2019
FSC SECURITIES CORPORATION
BD
CRD#: 7461
LA JOLLA, CA
Past
June 15, 2012 - February 25, 2013
NATIONAL PLANNING CORPORATION
RIA
CRD#: 29604
SAN DIEGO, CA
Past
March 11, 2008 - February 25, 2013
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
Registered Investment Advisory firm - (12/5/2019 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(3/22/2019)
IAR
California(4/27/2020)
RR
Florida(5/24/2023)
RR
Hawaii(3/22/2019)
RR
Maryland(3/22/2019)
RR
Massachusetts(10/28/2021)
RR
North Carolina(8/13/2025)
RR
Oregon(3/22/2019)
RR
Virginia(3/22/2019)
RR
Washington(3/22/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
IF
INFINITY FINANCIAL SERVICES ADVISORY
FERRIER FINANCIAL | TRI VALLEY WEALTH MANAGEMENT | STERLING FIRST FINANCIAL | SMITH FINANCIAL GROUP | SILVERLIGHT FINANCIAL | SAOR FINANCIAL | PROVIDENCE FINANCIAL MANAGEMENT | ONELINK FINANCIAL SERVICES | MYZ FINANCIAL | MEDINA PRIVATE WEALTH | LOVELL WEALTH MANAGEMENT | LGC FINANCIAL | JONES CAPITAL MANAGEMENT | INFINITY FINANCIAL SERVICES ADVISORY | HOLADAY FINANCIAL | GUIDANCE FINANCIAL | GILBERT GREG RIA, LLC
CRD#: 304981 / SEC#: 801-117719
RIA
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Contact information
Main Address
212 9th Street Suite 202, Oakland, CA 94607
Mailing Address
Phone number
(510) 588-8000
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (45 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 918 |
| AUM (Assets Under Management) | $ 150,097,662 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
