David P. Evans
Professional summary
David Patrick Evans, who also goes by David P Evans, David Patrick Evans, David Evans, is a registered financial professional currently at P.J. ROBB VARIABLE, LLC located in Howell, New Jersey.
David is registered as a RR (Registered Representative) and started their career in finance in 2008. David has worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David Patrick Evans's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 20, 2021 - Present
P.J. ROBB VARIABLE, LLC
January 9, 2012 - March 3, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 9, 2012 - March 3, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 21, 2010 - October 27, 2011
MSI FINANCIAL SERVICES, INC.
March 20, 2008 - October 27, 2011
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/28/2024)
(5/28/2021)
(5/28/2021)
(2/20/2024)
(4/15/2024)
(11/22/2023)
(7/5/2023)
(1/2/2024)
(5/28/2021)
(4/20/2021)
(4/20/2021)
(4/20/2021)
(4/20/2021)
(6/5/2023)
(4/20/2021)
(4/20/2021)
(5/28/2021)
(5/30/2023)
(5/28/2021)
(4/20/2021)
(4/20/2021)
(7/5/2022)
(12/20/2022)
(4/20/2021)
(7/13/2022)
(5/28/2021)
(5/28/2021)
(7/25/2022)
(7/27/2022)
Exams
FINRA
Current Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
