Ryan D. Maddox
Professional summary
Ryan Douglas Maddox, who also goes by Ryan Maddox, is a registered financial professional currently at CCO CAPITAL, LLC located in Phoenix, Arizona.
Ryan is registered as a RR (Registered Representative) and started their career in finance in 2008. Ryan has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ryan Douglas Maddox's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 21, 2017 - Present
CCO CAPITAL, LLC
Office #1: 2398 East Camelback Rd. 4th Floor, Phoenix, AZ 85016-4258Office #2: 2398 East Camelback Rd 4th Floor, Phoenix, AZ 85016January 2, 2013 - May 23, 2017
MML DISTRIBUTORS, LLC
February 25, 2011 - January 2, 2013
TALCOTT RESOLUTION DISTRIBUTION COMPANY, INC.
January 11, 2011 - February 25, 2011
GLOBAL ATLANTIC DISTRIBUTORS, LLC
September 13, 2010 - January 3, 2011
USAA FINANCIAL PLANNING SERVICES
July 13, 2010 - January 3, 2011
USAA FINANCIAL ADVISORS, INC.
May 30, 2008 - July 7, 2010
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/21/2017)
(7/21/2023)
(7/13/2023)
(6/26/2017)
(7/18/2023)
(7/20/2023)
(7/13/2023)
(7/13/2023)
(7/17/2023)
(7/13/2023)
(7/13/2023)
(7/17/2023)
(7/13/2023)
(7/14/2023)
(7/13/2023)
(7/13/2023)
(7/13/2023)
(7/13/2023)
(7/13/2023)
(7/13/2023)
(7/17/2023)
(7/13/2023)
(7/17/2023)
(7/13/2023)
(6/28/2017)
(7/14/2023)
(7/20/2023)
(7/13/2023)
(7/17/2023)
(7/17/2023)
Exams
FINRA
Current Firm
CCO CAPITAL, LLC
CRD#: 31147 / SEC#: , 8-45375
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CCO CAPITAL HOLDINGS, LLC | OWNER | |
| BECERRIL, CRYSTAL L | FINOP | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL OPERATIONS OFFICER | 7037197 |
| BECERRIL, CRYSTAL L | PRINCIPAL FINANCIAL OFFICER | 7037197 |
| DEMBO, JORDAN | SECRETARY | 7408267 |
| SOMERS, AARON GEORGE | DEPUTY CHIEF COMPLIANCE OFFICER | 3145910 |
| TERRY, JOSEPH DEAN | CHIEF COMPLIANCE OFFICER | 4612910 |
| VANDE KROL, EMILY L | PRESIDENT | 5595099 |
Red Flags
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