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BD

Bryan R. Dimond

FIDELITY BROKERAGE SERVICES LLC
Smithfield, RI 02917
Some features on this profile are disabled
CRD#: 5495472
BD

Professional summary

Bryan R Dimond, who also goes by Bryan Randall Dimond, Bryan Dimond, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Smithfield, Rhode Island.

Bryan is registered as a RR (Registered Representative) and started their career in finance in 2008. Bryan has worked at 6 firms and has passed the Series 63, Series 66, SIE, Series 7TO, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Bryan Randall Dimond | Bryan Dimond

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Bryan R Dimond's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 23, 2023 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 900 Salem Street, Smithfield, RI 02917
BD
CRD#: 7784
Smithfield, RI
Past

February 9, 2012 - January 20, 2017

HARRISDIRECT LLC

RIA
CRD#: 42159
SANDY, UT
Past

January 30, 2012 - January 20, 2017

E*TRADE SECURITIES LLC

BD
CRD#: 29106
SANDY, UT
Past

March 18, 2010 - February 8, 2012

MORGAN STANLEY

RIA
CRD#: 149777
SOUTH JORDAN, UT
Past

March 18, 2010 - February 8, 2012

MORGAN STANLEY

BD
CRD#: 149777
SOUTH JORDAN, UT
Past

March 13, 2009 - March 19, 2010

FBL MARKETING SERVICES, LLC

BD
CRD#: 5309
CLEARFIELD, UT
Past

May 20, 2008 - December 6, 2008

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SALT LAKE CITY, UT
Past

April 23, 2008 - December 6, 2008

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(1/6/2024)
RR
California
(6/2/2023)
RR
Colorado
(1/6/2024)
RR
Nevada
(1/6/2024)
RR
New Mexico
(1/4/2025)
RR
Oregon
(1/6/2024)
RR
Texas
(1/4/2025)
RR
Utah
(1/6/2024)
RR
Washington
(1/6/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 6/2/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/19/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 5/22/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7TO
Date: 5/5/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 31
Date: 5/23/2008
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/22/2008
General Securities Representative Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange

Current Firm

FB
FIDELITY BROKERAGE SERVICES LLC
FIDELITY BROKERAGE SERVICES LLC | FIDELITY BROKERAGE SERVICES, LLC | FIDELITY BROKERAGE SERVICES, INC.

CRD#: 7784 / SEC#: , 8-23292

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
900 Salem Street, Smithfield, RI 02917
Mailing Address
Two Destiny Way Mail Zone: Wg3d, Westlake, TX 76262
Phone number
(617) 563-7000
Established
Delaware since 06/08/2000
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FIDELITY GLOBAL BROKERAGE GROUP, INC.MEMBER
BRANDNER, CLINT RYANCHIEF OPERATIONS OFFICER7209362
CENATIEMPO, PHILIP JHEAD OF STRATEGY, PLANNING & ADVICE4809405
DYER, JANET MARIECO - CHIEF COMPLIANCE OFFICER3186352
MASCIALINO, ROBERT RAYMONDPRESIDENT/CEO/DIRECTOR2078086
MCLAUGHLIN, KEVIN MICHAELCHIEF FINANCIAL OFFICER5392417
MERKEN, GAIL RACHELCHIEF COMPLIANCE OFFICER5546717
PETERSON, PAUL DAVIDHEAD OF INVESTMENT ADVISOR GROUP2387115
STURDY, CHARLES HANCOCKSECRETARY AND GENERAL COUNSEL

Disclosures

Regulatory Event23
Arbitration126

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784Smithfield, RI 02917

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