Robert J. Bain
Professional summary
Robert John Bain is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Robert is registered as a RR (Registered Representative) and started their career in finance in 2008. Robert has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert John Bain's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 16, 2010 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759May 12, 2008 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
(10/22/2010)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 7/22/2008
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
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