Leonel Huerta
STRATEGIC ADVISERS LLC | Financial Consultant
ROSEVILLE, CA
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CRD#: 5494577
Professional summary
Leonel Huerta is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Roseville, California and FIDELITY BROKERAGE SERVICES LLC located in Sacramento, California.
Leonel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Leonel has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Biography
With over a decade of experience in the financial services industry; I am here to help individuals and their families develop, implement, and maintain personalized financial plans. My passion lies in helping my clients navigate the complexities of investment, income, and retirement planning so they can focus on living life to the fullest.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
OAA#: 53311 | Org Name:Leonel Huerta | Org Addr:Roseville, CA, US | Nature of Bus:Designing and selling T-shirts | Invst Rel:N | Title:Designer | Duties:Design and Sales | Start Dt:01/23/2018 | Total Hrs p/m:10 | Sec Trdng Hrs p/m:0
CRS (Client Relationship Summary) - RIA
Click below to view Leonel Huerta's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneEducation
University of Texas - Arlington
Bachelor of Business Administration - Finance
2007
Experience
Current
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 2277 Fair Oaks Blvd Stes 150,155, Sacramento, CA 95825RIA
CRD#: 104555
ROSEVILLE, CA
Current
January 2, 2015 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 2277 Fair Oaks Blvd Stes 150,155, Sacramento, CA 95825BD
CRD#: 7784
SACRAMENTO, CA
Past
July 13, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
ROSEVILLE, CA
Past
January 23, 2015 - July 13, 2018
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SACRAMENTO, CA
Past
July 15, 2013 - December 10, 2014
NATIONAL FINANCIAL SERVICES LLC
BD
CRD#: 13041
WESTLAKE, TX
Past
April 24, 2008 - June 25, 2013
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
WESTLAKE, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
Registered Investment Advisory firm - (8/11/1977 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/5/2018)
RR
California(1/2/2015)
IAR
California(3/31/2025)
RR
Colorado(8/21/2019)
RR
Connecticut(9/9/2022)
RR
Florida(11/5/2019)
RR
Hawaii(2/4/2020)
RR
Idaho(7/14/2021)
RR
Illinois(10/30/2023)
RR
Iowa(9/15/2022)
RR
Maryland(7/8/2022)
RR
Nevada(2/11/2022)
RR
New York(10/8/2021)
RR
Oklahoma(3/1/2021)
RR
Oregon(11/22/2019)
RR
Pennsylvania(7/8/2022)
RR
Tennessee(9/26/2023)
RR
Texas(11/22/2019)
IAR
Texas(3/31/2025)
RR
Utah(9/18/2020)
RR
Virginia(3/2/2024)
RR
Washington(8/13/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
New York Stock Exchange
Current Firm
SA
STRATEGIC ADVISERS LLC
CROSBY ADVISORS | STRATEGIC ADVISERS, INC. | STRATEGIC ADVISERS LLC | STRATEGIC ADVISERS INC. | SAME | PORTFOLIO PLANNER | PORTFOLIO ADVISORY SERVICES/PAS | PORTFOLIO ADVISORY SERVICES | FIDELITY PRIVATE PORTFOLIO SERVICES | FIDELITY PORTFOLIO SELECTOR | FIDELITY PORTFOLIO PLANNER | FIDELITY FUNDS MANAGERPROGRAM
CRD#: 104555 / SEC#: 801-13243
RIA
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Contact information
Main Address
155 Seaport Blvd, Boston, MA 02210-2698
Mailing Address
Phone number
(617) 563-7000
Established
Firm type
Fiscal year end
# of Employees
16,291
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Roseville, CATRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
