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JK

Justin W. Kraus

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CRD#: 5493830
JK

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Justin Wayne Kraus, who also goes by Justin Wayne Kraus, was a registered financial professional .

Justin is a previously registered financial professional and started their career in finance in 2011. Justin had worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Justin Wayne Kraus

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 23, 2017 - December 9, 2020

CAMPBELL FINANCIAL SERVICES, LLC

BD
CRD#: 42953
BALTIMORE, MD
Past

April 12, 2016 - January 27, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
ELLICOTT CITY, MD
Past

April 12, 2016 - January 27, 2017

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
ELLICOTT CITY, MD
Past

December 16, 2015 - March 2, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
Bethesda, MD
Past

December 16, 2015 - March 2, 2016

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
Bethesda, MD
Past

January 2, 2015 - December 18, 2015

NEXT FINANCIAL GROUP, INC.

RIA
CRD#: 46214
BETHESDA, MD
Past

January 2, 2015 - December 18, 2015

NEXT FINANCIAL GROUP, INC.

BD
CRD#: 46214
BETHESDA, MD
Past

January 16, 2014 - November 17, 2014

MORGAN STANLEY

RIA
CRD#: 149777
LUTHERVILLE, MD
Past

January 16, 2014 - November 17, 2014

MORGAN STANLEY

BD
CRD#: 149777
LUTHERVILLE, MD
Past

November 7, 2011 - January 22, 2014

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 1/12/2014
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 5/26/2017
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 11/6/2011
General Securities Representative Examination

Current Firm

CF
CAMPBELL FINANCIAL SERVICES, LLC
CAMPBELL FINANCIAL SERVICES, INC. | CAMPBELL FINANCIAL SERVICES, LLC

CRD#: 42953 / SEC#: , 8-50119

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
2850 Quarry Lake Drive, Ste. 100, Baltimore, MD 21209
Mailing Address
2850 Quarry Lake Drive, Baltimore, MD 21209
Phone number
(410) 413-2600
Established
Maryland since 03/18/1997
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CAMPBELL & COMPANY, LPOWNER
LLOYD, THOMAS PAGEDIRECTOR, PRESIDENT, SECRETARY & CHIEF COMPLIANCE OFFICER4001249
MCANDREW, JAYMEECHIEF FINANCIAL OFFICER & TREASURER7497549
RADLE, JOHN ROBERTDIRECTOR & CHIEF OPERATING OFFICER2046095

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAMPBELL FINANCIAL SERVICES, LLC

CRD#: 42953

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