David A. Thompson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Andrew Thompson, who also goes by Drew Thompson, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2008. David had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 22, 2024 - February 25, 2025
GEORGIA ADVISORY GROUP LLC
September 5, 2023 - December 21, 2023
MORGAN STANLEY
March 20, 2023 - December 21, 2023
MORGAN STANLEY
February 7, 2011 - September 5, 2023
HARRISDIRECT LLC
May 11, 2009 - September 5, 2023
E*TRADE SECURITIES LLC
December 12, 2008 - April 24, 2009
INVESTACORP ADVISORY SERVICES INC
November 12, 2008 - April 24, 2009
INVESTACORP, INC.
September 24, 2008 - October 27, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
August 27, 2008 - October 27, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
June 10, 2008 - July 14, 2008
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GEORGIA ADVISORY GROUP LLC
CRD#: 306815 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 250 |
| AUM (Assets Under Management) | $ 75,000,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
