Serge Parakhnevich
Professional summary
Serge Parakhnevich, who also goes by Serge Parker, is a registered financial professional currently at PHX FINANCIAL, INC. located in Fort Lauderdale, Florida.
Serge is registered as a RR (Registered Representative) and started their career in finance in 2008. Serge has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Serge Parakhnevich's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 2, 2015 - Present
PHX FINANCIAL, INC.
Office #1: 1 East Broward Boulevard, Fort Lauderdale, FL 33301June 6, 2013 - April 2, 2015
AEGIS CAPITAL CORP.
December 2, 2011 - June 6, 2013
JOHN THOMAS FINANCIAL
September 1, 2010 - December 23, 2011
CLARK DODGE & CO., INC.
May 24, 2010 - September 1, 2010
ALEXANDER CAPITAL, L.P.
June 22, 2009 - May 21, 2010
BROOKSTONE SECURITIES, INC.
March 17, 2008 - June 16, 2009
CLARK DODGE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/16/2016)
(10/1/2015)
(10/5/2020)
(5/11/2016)
(10/26/2015)
(6/21/2016)
(3/30/2016)
(10/30/2015)
(4/27/2015)
(6/14/2016)
(7/15/2015)
(9/11/2015)
(10/27/2015)
(4/2/2015)
(2/3/2016)
(6/15/2016)
(4/7/2015)
(11/19/2015)
(4/2/2015)
(4/2/2015)
(4/2/2015)
(6/15/2016)
(9/2/2015)
(6/14/2018)
(4/2/2015)
(6/15/2016)
(4/2/2015)
(4/2/2015)
(1/25/2019)
(6/22/2015)
(2/4/2016)
(8/27/2015)
(10/26/2015)
(10/30/2015)
(6/17/2016)
(4/2/2015)
(11/20/2015)
(4/8/2015)
(9/8/2015)
(6/22/2016)
(4/2/2015)
(10/26/2015)
Exams
FINRA
Current Firm
PHX FINANCIAL, INC.
CRD#: 144403 / SEC#: , 8-67653
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
PHX FINANCIAL, INC.
CRD#: 144403Fort Lauderdale, FL 33301TRUST BUT VERIFY
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