Jaakko K. Soini
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jaakko Kullervo Soini, who also goes by Jaako Kullervo Soini, was a registered financial professional .
Jaakko is a previously registered financial professional and started their career in finance in 2008. Jaakko had worked at 5 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2012 - December 10, 2012
MARCO POLO SECURITIES INC.
July 28, 2011 - December 23, 2011
SWEDBANK SECURITIES US, LLC
November 17, 2010 - July 29, 2011
MARCO POLO SECURITIES INC.
September 20, 2010 - October 29, 2010
NORDBERG CAPITAL PARTNERS, INC.
August 17, 2009 - April 16, 2010
MKM PARTNERS LLC
February 21, 2008 - October 21, 2008
KAUPTHING SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MARCO POLO SECURITIES INC.
CRD#: 46561 / SEC#: , 8-51480
Contact information
FINRA licenses (35 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
