JS
Jason C. Sanger
ON INVESTMENT MANAGEMENT CO
MADISON, WI 53719
Some features on this profile are disabled
CRD#: 5492185
JS
Professional summary
Jason C Sanger is a registered financial advisor currently at ON INVESTMENT MANAGEMENT CO located in Madison, Wisconsin and THE O.N. EQUITY SALES COMPANY located in Madison, Wisconsin.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)WISCONSIN FINANCIAL GROUP; NOT INVESTMENT RELATED; 2923 MARKETPLACE DRIVE SUITE 210 MADISON WI 53719; INSURANCE; CAREER AGENT; 11/2006 TO PRESENT; 120 HOURS PER MONTH; 120 HOURS PER MONTH DURING TRADING HOURS; SALE OF INSURANCE PRODUCTS. 2) WEALTH BUILDING CORNERSTONE, LLC; NOT INVESTMENT RELATED; 2923 MARKETPLACE DR STE 210 MADISON, WI 53719; SALES SYSTEM; MEMBER; START DATE: 10/11/2011; TRAINING AGENTS ON USE OF SALES SYSTEM, PROMOTING AND SELLING SYSTEM TO AGENTS. 10 HOURS PER MONTH (0 HOURS DURING TRADING HOURS)
CRS (Client Relationship Summary) - RIA
Click below to view Jason C Sanger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 28, 2013 - Present
ON INVESTMENT MANAGEMENT CO
Office #1: 2923 Marketplace Drive Suite 210, Madison, WI 53719RIA
CRD#: 105662
MADISON, WI
Current
March 21, 2008 - Present
THE O.N. EQUITY SALES COMPANY
Office #1: 2923 Marketplace Drive Suite 210, Madison, WI 53719BD
CRD#: 2936
MADISON, WI
Past
April 16, 2009 - July 29, 2013
WISCONSIN FINANCIAL ADVISORS, LLC
RIA
CRD#: 149220
MADISON, WI
Past
June 19, 2008 - December 31, 2009
ON INVESTMENT MANAGEMENT CO
RIA
CRD#: 105662
MADISON, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Arizona(2/10/2023)
RR
Arizona(9/8/2023)
IAR
Colorado(5/4/2023)
RR
Colorado(7/19/2023)
RR
Florida(10/14/2021)
IAR
Florida(11/1/2021)
IAR
Illinois(2/28/2013)
RR
Illinois(9/25/2019)
RR
Indiana(6/20/2024)
IAR
Indiana(6/20/2024)
RR
Kansas(1/19/2024)
IAR
Kansas(1/19/2024)
RR
Michigan(10/8/2021)
IAR
Michigan(10/12/2021)
IAR
Minnesota(11/4/2013)
RR
Minnesota(7/25/2023)
IAR
Missouri(4/13/2018)
RR
Missouri(2/1/2024)
RR
North Carolina(9/8/2023)
IAR
North Carolina(9/11/2023)
IAR
Ohio(7/21/2022)
RR
Ohio(8/4/2022)
RR
Oregon(9/23/2021)
IAR
Oregon(10/5/2021)
RR
Texas(10/14/2021)
IAR
Texas(10/15/2021)
RR
Wisconsin(4/15/2008)
IAR
Wisconsin(2/28/2013)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
OI
ON INVESTMENT MANAGEMENT CO
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
RIA
Registered Investment Advisory firm - (11/14/1971 Approved)Alabama
Registered Investment Advisory firm - (4/15/2002 Terminated)District of Columbia
Registered Investment Advisory firm - (2/9/2001 Terminated)Georgia
Registered Investment Advisory firm - (4/15/2002 Terminated)Indiana
Registered Investment Advisory firm - (12/9/2002 Terminated)Maine
Registered Investment Advisory firm - (4/19/2002 Terminated)Maryland
Registered Investment Advisory firm - (4/15/2002 Terminated)Michigan
Registered Investment Advisory firm - (1/8/2002 Terminated)North Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)South Carolina
Registered Investment Advisory firm - (4/15/2002 Terminated)West Virginia
Registered Investment Advisory firm - (1/31/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Financial Way, Cincinnati, OH 45242
Mailing Address
P.o. Box 371, Cincinnati, OH 45201-0371
Phone number
(855) 262-0913
Established
Firm type
Fiscal year end
# of Employees
3,193
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
