Francis Frederico
Professional summary
Francis Frederico, who also goes by Francis J Frederico, Frank Frederico, is a registered financial advisor currently at PINE VALLEY INVESTMENTS located in Marlton, New Jersey.
Francis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Francis has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Francis Frederico's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 5, 2019 - Present
PINE VALLEY INVESTMENTS
Office #1: 10 E. Stow Rd. Suite 200, Marlton, NJ 08053October 17, 2018 - January 3, 2019
PINE VALLEY PRIVATE WEALTH
March 25, 2017 - January 11, 2018
MML INVESTORS SERVICES, LLC
March 25, 2017 - January 11, 2018
MML INVESTORS SERVICES, LLC
February 6, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
February 6, 2015 - March 25, 2017
MSI FINANCIAL SERVICES, INC.
May 29, 2008 - February 10, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 25, 2008 - February 10, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
PINE VALLEY INVESTMENTS
CRD#: 173995 / SEC#: 801-80742
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/5/2019)
Exams
Current Firm
PINE VALLEY INVESTMENTS
CRD#: 173995 / SEC#: 801-80742
Contact information
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,152 |
| AUM (Assets Under Management) | $ 2,183,420,313 |
Red Flags
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