Rand K. Spero
STREET SMART FINANCIAL
Lexington, MA 02421
Some features on this profile are disabled
CRD#: 5491796
Professional summary
Rand Kevin Spero, CFP®, who also goes by Rand Spero, is a registered financial advisor currently at STREET SMART FINANCIAL, LLC located in Lexington, Massachusetts.
Rand is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Rand has worked at 1 firm .
Biography
For more information, visit our website at www.streetsmartfinancial.com
Question & Answer
What are your service offerings?
Life Transitions
Comprehensive Financial Planni...
Small Business Planning
Investment Planning
Retirement Planning
Do you have an area of expertise or specialization?
Business Owners
Corporate Executives
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Rand Spero
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I (RAND SPERO) AM THE GENERAL PARTNER OF TWO LLCS FORMED AS LIMITED PARTNERSHIPS IN DELAWARE. THE FIRST IS DEMMA LLC FORMED MAY 1, 2007. I AM THE SOLE OWNER AND GENERAL PARTNER OF DEMMA. I AM RESPONSIBLE FOR THE INVESTMENTS OF DEMMA. THE SECOND LLC IS RAINE INVESTMENT GROUP LLC. DEMMA LLC IS THE GENERAL PARTNER OF RAINE INVESTMENT GROUP LLC AND I (RAND SPERO) AM RESPONSIBLE FOR ALL INVESTMENTS MADE FOR RAINE INVESTMENT GROUP. DEMMA ENTERED AN AGREEMENT TO MANAGE THE RAINE INVESTMENT GROUP ON MAY 30, 2007. THE INVESTMENTS ARE STOCKS AND MUTUAL FUNDS. I DEVOTE LESS THAN 1 HOUR PER MONTH ON DEMMA LLC INVESTMENTS. OVERALL, I DEVOTE 10 HOURS A MONTH ON THE RAINE INVESTMENT LLC. OF WHICH 3 HOURS A MONTH TAKES PLACE DURING TRADING HOURS. NO CLIENT HAS BEEN OR WILL BE SOLICITED TO PARTICIPATE IN INVESTMENT PARTNERSHIPS (LLPS, LLCS, ETC.) OR POOLED INVESTMENT VEHICLES.
CRS (Client Relationship Summary) - RIA
Click below to view Rand Kevin Spero's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 25, 2008 - Present
STREET SMART FINANCIAL, LLC
Office #1: Four Militia Drive Suite 16, Lexington, MA 02421RIA
CRD#: 146422
Lexington, MA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(3/25/2008)
Exams
Current Firm
STREET SMART FINANCIAL, LLC
STREET SMART FINANCIAL, LLC
CRD#: 146422 / SEC#:
Massachusetts
Registered Investment Advisory firm - (3/25/2008 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
Four Militia Drive Suite 16, Lexington, MA 02421
Mailing Address
Phone number
(781) 860-7878
Established
Firm type
Fiscal year end
# of Employees
2
Regulatory assets under management
| Total Number of Accounts | 62 |
| AUM (Assets Under Management) | $ 53,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STREET SMART FINANCIAL, LLC
CRD#: 146422Lexington, MA 02421TRUST BUT VERIFY
Monitor Rand Spero
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
Contact information
(xxx) xxx-xxxx
