RV
Robert T. Valleau
ALMANACK INVESTMENT PARTNERS
Wayne, PA 19087
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CRD#: 5491034
RV
Professional summary
Robert Todd Valleau, AIF®, who also goes by Todd Robert Valleau, Todd Valleau, is a registered financial advisor currently at ALMANACK INVESTMENT PARTNERS located in Wayne, Pennsylvania.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Robert has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Todd Robert Valleau | Todd Valleau
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBA NAME: 1847 FINANCIAL | POSITION HELD: AGENT | ADDRESS:161 WASHINGTON AV, CONSHOHOCKEN, PA 19428 | START DATE: 08/2012 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: OVER 20 HRS | DESCRIPTION OF DUTIES: SALES AND SERVICE OF LIFE INSURANCE PRODUCTS 2) INSURANCE BROKERAGE | INVESTMENT RELATED: YES | DBA NAME: TARSIEWICZ FINANCIAL SERVICES |POSITION HELD: AGENT | ADDRESS: 10 OAKHURST LANE, MT. LAUREL, NJ 08054 | START DATE: 07/01/14 | NATURE OF ACTIVITY: OTHER | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS |DESCRIPTION OF DUTIES: I AM ENTERING INTO A PAA RELATIONSHIP WITH A. TARSIEWICZ CPA. 3) TODD ROBERT VALLEAU /LIFE INSURANCE BROKERAGE | INVESTMENT RELATED - YES | DBA NAME: TODD ROBERT VALLEAU | POSITION HELD:PROPRIETOR/OWNER AGENT | ADDRESS: 87 GOLDFINCH CIRCLE, PHOENIXVILLE, PA 19460 | START DT: 6/1/2014 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE | APPROX HRS PER MTH: LESS THAN 10 HRS | APPROX TRADING HRS PER MTH: LESS THAN 10 HRS |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS, INCLUDING PENN MUTUAL LIFE INSURANCE COMPANY ALSO USING DBA FOR FUTURE EMPLOYEE PAYMENTS. 4) INSURANCE BROKERAGE | INVESTMENT RELATED: NO | DBANAME: DEL DUKE INSURANCE GROUP | POSITION HELD: AGENT- | ADDRESS: 1190 MARLKRESS RD GROUND FL.CHERRY HILL,NJ 08003 | START DATE: 2017-07-21 | NATURE OF ACTIVITY: LIFE INSURANCE BROKERAGE- | APPROX HRS PER MTH: 40 | |DESCRIPTION OF DUTIES: INSURANCE SALES & SERVICE FOR MULTIPLE CARRIERS 5) WHITE KNIGHT CAPITAL 656 E.SWEDESFORD RD WAYNE PA 19087 215-205-5553. EMAIL: TVALLEAU@WHITEKNIGHTCAPITAL.NET. BUSINESS IS AN LLC.NATURE OF BUSINESS: FINANCIAL PLANNING: INVESTMENT RELATED: YES. DUTIES OF POSITION: FINANCIAL PLANNING.APPROX # HRS PER MONTH: 160 HRS. NUMBER OF HRS DURING SECURITIES TRADING: 160 HRS. DATE ACTIVITY STARTED:07/15/2018. FINANCIAL INTEREST IN BUSINESS: YES - 100% OWNER. COMPENSATION: 1099
CRS (Client Relationship Summary) - RIA
Click below to view Robert Todd Valleau's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
November 2, 2020 - Present
ALMANACK INVESTMENT PARTNERS
Office #1: 656 E. Swedesford Rd Suite 301, Wayne, PA 19087RIA
CRD#: 282428
Wayne, PA
Past
January 30, 2018 - November 2, 2020
MERCAP SECURITIES, LLC
BD
CRD#: 156607
ATLANTA, GA
Past
January 5, 2018 - November 2, 2020
MERCAP ADVISORS, INC.
RIA
CRD#: 170092
PAOLI, PA
Past
January 10, 2013 - January 8, 2018
HORNOR, TOWNSEND & KENT, LLC
RIA
CRD#: 4031
CONSHOHOCKEN, PA
Past
November 20, 2012 - January 8, 2018
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Past
August 28, 2012 - November 21, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
PHILADELPHIA, PA
Past
October 6, 2008 - November 21, 2012
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
PHILADELPHIA, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AI
ALMANACK INVESTMENT PARTNERS
ALMANACK FAMILY OFFICE | WWG ADVISORS | WHITE KNIGHT CAPITAL | VERITY WEALTH ADVISORS | VERECAN | TRITIUM CAPITAL PARTNERS, LLC | SEMPER FI WEALTH PARTNERS | POINT91 ASSET MANAGEMENT | PHOENIX WEALTH MANAGEMENT PLLC | PETERS WEALTH ADVISORS, LLC | NICHE FINANCIAL SERVICES, INC. | MICHAEL MALONE INVESTMENT ADVISORY | LANE ONE WEALTH MANAGEMENT | JUNTO WEALTH, LLC | FRONT STREET FINANCIAL, LLC | ASPECT PARTNERS | ASPECT LABS, LLC | ALMANACK INVESTMENT PARTNERS, LLC | ALMANACK INVESTMENT PARTNERS
CRD#: 282428 / SEC#: 801-107186
RIA
Registered Investment Advisory firm - (2/12/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Pennsylvania(11/2/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AI
ALMANACK INVESTMENT PARTNERS
ALMANACK FAMILY OFFICE | WWG ADVISORS | WHITE KNIGHT CAPITAL | VERITY WEALTH ADVISORS | VERECAN | TRITIUM CAPITAL PARTNERS, LLC | SEMPER FI WEALTH PARTNERS | POINT91 ASSET MANAGEMENT | PHOENIX WEALTH MANAGEMENT PLLC | PETERS WEALTH ADVISORS, LLC | NICHE FINANCIAL SERVICES, INC. | MICHAEL MALONE INVESTMENT ADVISORY | LANE ONE WEALTH MANAGEMENT | JUNTO WEALTH, LLC | FRONT STREET FINANCIAL, LLC | ASPECT PARTNERS | ASPECT LABS, LLC | ALMANACK INVESTMENT PARTNERS, LLC | ALMANACK INVESTMENT PARTNERS
CRD#: 282428 / SEC#: 801-107186
RIA
Registered Investment Advisory firm - (2/12/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
656 E Swedesford Road Suite 301, Wayne, PA 19087
Mailing Address
Phone number
(484) 580-2277
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (18 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,481 |
| AUM (Assets Under Management) | $ 773,350,051 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
