Beverly S Nesbit
Professional Summary
Beverly S Nesbit, who also goes by Beverly Kaye Sneed, is a registered financial advisor currently at BENJAMIN F. EDWARDS & COMPANY, INC. located in Wheaton, Illinois. Beverly is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Beverly has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Beverly S Nesbit, Beverly Kaye Sneed
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Years of Experience
17 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Current Firm
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
Contact Information
Main Address
One North Brentwood Blvd, Suite 850 Suite 850, St. Louis, MO 63105Mailing Address
One North Brentwood Blvd, Suite 850, St. Louis, MO 63105Phone Number
(314) 726-1600Established
Missouri since 08/19/2008Firm Type
CorporationFiscal Year End
DecemberFirm Size
Large# of Employees
755SEC notice filing (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
FINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 53 US states and territories.
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BENJAMIN EDWARDS, INC. | OWNER | — |
| BRANDSTADT, TODD HEINRICH | DIRECTOR/DIRECTOR OF BRANCHES | 2631699 |
| EDWARDS, BENJAMIN FRANKLIN | DIRECTOR/ASSISTANT DIRECTOR OF BRANCHES | 6670972 |
| EDWARDS, BENJAMIN FRANKLIN IV | CHAIRMAN/CHIEF EXECUTIVE OFFICER, PRESIDENT | 1061490 |
| EGGLESTON, BROOKE DANIELLE | DIRECTOR/CHIEF HUMAN RESOURCE OFFICER | 7528898 |
| KELLER, CHRISTOPHER M | DIRECTOR/DIRECTOR OF BUSINESS SERVICES | 4346617 |
| MARTIN, THOMAS HAYDEN JR | DIRECTOR/CHIEF FINANCIAL OFFICER | 1459719 |
| MUCKLER, MATTHEW PAUL | CHIEF COMPLIANCE OFFICER, ADVISORY | 4762147 |
| RUBENSTEIN, DOUGLAS DAVID | DIRECTOR/SENIOR ADVISOR TO THE CHAIRMAN | 1138380 |
| STEVENS, KATELYN CLARE | CHIEF COMPLIANCE OFFICER, BROKERAGE | 5752247 |
| TAYLOR, GWENDOLYN MADISON | DIRECTOR/CHIEF LEGAL COUNSEL | 4812432 |
| WHITING, CHRISTOPHER MARK | DIRECTOR OF FINANCIAL STRATEGIES GROUP | 2242513 |
| WISDOM, BILLY JOE | DIRECTOR/DIRECTOR OF REGULATORY & OVERSIGHT SERVICES | 1810908 |
Regulatory Assets Under Management
Total Number of Accounts
55,423AUM (Assets Under Management)
$18,915,206,310Disclosures
Regulatory Event
3Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | Cover Page | Report |
| 01/23/2025 | Cover Page | Report |
| 12/20/2023 | Cover Page | Report |
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
Primary Firm SEC Registration
BENJAMIN F. EDWARDS | MSHB, LLC | MSHB | BENJAMIN F. EDWARDS & COMPANY, LLC | BENJAMIN F. EDWARDS & COMPANY, INCORPORATED | BENJAMIN F. EDWARDS & COMPANY, INC. | BENJAMIN F. EDWARDS & COMPANY
State Registrations and Notice Filings
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(6/8/2021)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(5/13/2025)
(11/27/2023)
(1/5/2021)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(5/5/2021)
(1/4/2021)
(6/7/2023)
(1/3/2023)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
(6/25/2024)
(7/13/2021)
(9/14/2018)
(9/14/2018)
(1/5/2021)
(9/14/2018)
(9/14/2018)
(11/2/2018)
(9/14/2018)
(9/14/2018)
(9/14/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC
CRS (Client Relationship Summary) - RIA
Click below to view Beverly S Nesbit's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Beverly S Nesbit's CRS (Customer Relationship Summary).
Similar Advisors
VERTEX PARTNERS
THE DALA GROUP, LLC
J.P. MORGAN SECURITIES LLC
INDEPENDENT FINANCIAL GROUP, LLC