Daniel B. Oneill
Professional summary
Daniel B Oneill is a registered financial professional currently at PURSHE KAPLAN STERLING INVESTMENTS located in Albany, New York.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 2010. Daniel has worked at 2 firms and has passed the Series 66, Series 52TO, SIE, Series 31, Series 7, Series 53 and Series 24 exams.
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Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel B Oneill's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 9, 2011 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 80 State Street, Albany, NY 12207September 24, 2010 - June 3, 2011
MORGAN STANLEY
August 26, 2010 - June 3, 2011
MORGAN STANLEY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/9/2011)
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationFINRA
Current Firm
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747 / SEC#: , 8-46844
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
| Arbitration | 2 |
Red Flags
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Company Information
PURSHE KAPLAN STERLING INVESTMENTS
CRD#: 35747Albany, NY 12207TRUST BUT VERIFY
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