Anthony J. Giorgio
Professional summary
Anthony Joseph Giorgio is a registered financial professional currently at DINOSAUR FINANCIAL GROUP, L.L.C located in New York, New York.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 2012. Anthony has worked at 5 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony Joseph Giorgio's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 7, 2025 - Present
DINOSAUR FINANCIAL GROUP, L.L.C
Office #1: 33 Whitehall Street #1102, New York, NY 10004May 18, 2022 - November 4, 2022
RISE FINANCIAL SERVICES, LLC
April 14, 2022 - August 1, 2023
TIGRESS FINANCIAL PARTNERS, LLC
July 24, 2017 - June 22, 2021
DINOSAUR FINANCIAL GROUP, L.L.C
April 2, 2014 - July 21, 2017
LEBENTHAL & CO., LLC
August 30, 2012 - June 27, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/7/2025)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Nasdaq Stock Market
Current Firm
DINOSAUR FINANCIAL GROUP, L.L.C
CRD#: 104446 / SEC#: , 8-52908
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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