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SR

Sue Ryu

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CRD#: 5487110
SR

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Sue Ryu, who also goes by Rachel Ryu, Sue Chong Ryu, was a registered financial professional .

Sue is a previously registered financial professional and started their career in finance in 2010. Sue had worked at 4 firms and has passed the Series 63, SIE, Series 79 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Rachel Ryu | Sue Chong Ryu

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 25, 2018 - January 2, 2020

CRC-IB

BD
CRD#: 158736
NEW YORK, NY
Past

July 20, 2015 - October 12, 2016

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

January 21, 2014 - September 16, 2014

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

September 13, 2011 - May 10, 2012

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY
Past

February 8, 2010 - February 25, 2010

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 9/23/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/22/2015
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 2/6/2010
General Securities Representative Examination

Current Firm

CR
CRC-IB
CARBON REDUCTION CAPITAL, LLC | REZNICK CAPITAL MARKETS SECURITIES, LLC | CRC-IB | COHNREZNICK CAPITAL MARKETS SECURITIES, LLC | COHNREZNICK CAPITAL

CRD#: 158736 / SEC#: , 8-68918

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
220 E42nd Street 35th Floor, New York, NY 10017
Mailing Address
220 E42nd Street 35th Floor, New York, NY 10017
Phone number
(917) 472-1274
Established
Maryland since 01/14/2011
Firm type
Limited Liability Company
Fiscal year end
January
Firm Size
Small
# of Employees

FINRA licenses (36 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
CRC HOLDINGCO, LLCHOLDING COMPANY/OWNER
KNAPP, NICHOLAS JEPRESIDENT5419499
MCKENNA, CONOR WILLIAMSENIOR MANAGING DIRECTOR4355571
DURDEN, GARY LEEMANAGING DIRECTOR6624221
VON OESEN, BRITTA BENNETTMANAGING DIRECTOR5532329
DURDEN, GARY LEECHIEF COMPLIANCE OFFICER6624221
HOPKINS, THOMAS JOHNFINOP, PPO, PFO1835087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CRC-IB

CRD#: 158736

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