MC
Miguel M. Coelho
CETERA INVESTMENT ADVISERS LLC
BRIELLE, NJ 08730
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CRD#: 5487034
MC
Professional summary
Miguel Mendes Coelho is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Brielle, New Jersey and CETERA WEALTH SERVICES, LLC located in Brielle, New Jersey.
Miguel is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Miguel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FREEDOM CAPITAL GROUP; SINCE 04/13/2015; 1 MILL RIDGE LANE, CHESTER, NJ, 07930; MANAGING PARTNER; SALES; 40 HOURS SPENT ON ACTIVITY PER MONTH, 40 HOURS SPENT ON ACTIVITY PER MONTH DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Miguel Mendes Coelho's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 637 Summit Pl, Brielle, NJ 08730RIA
CRD#: 105644
BRIELLE, NJ
Current
September 20, 2019 - Present
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
BRIELLE, NJ
Past
May 20, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
November 23, 2016 - May 20, 2021
SUMMIT FINANCIAL GROUP INC
RIA
CRD#: 109485
BRIELLE, NJ
Past
April 13, 2015 - September 20, 2019
SUMMIT BROKERAGE SERVICES, INC.
BD
CRD#: 34643
BRIELLE, NJ
Past
July 27, 2009 - April 29, 2015
FINANCIAL NORTHEASTERN SECURITIES, INC.
BD
CRD#: 17007
FAIRFIELD, NJ
Past
April 21, 2008 - July 23, 2009
GILFORD SECURITIES INCORPORATED
BD
CRD#: 8076
MORRISTOWN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(9/20/2019)
RR
District of Columbia(3/28/2023)
RR
Florida(9/23/2019)
RR
Illinois(9/20/2019)
RR
Iowa(9/20/2019)
RR
Maryland(9/20/2019)
RR
Massachusetts(9/20/2019)
RR
Michigan(9/20/2019)
RR
Mississippi(9/20/2019)
RR
Missouri(9/20/2019)
RR
Nebraska(9/20/2019)
RR
New Jersey(9/20/2019)
IAR
New Jersey(6/29/2023)
RR
New York(9/20/2019)
RR
North Carolina(9/20/2019)
RR
Ohio(9/20/2019)
RR
Pennsylvania(9/20/2019)
RR
South Dakota(9/20/2019)
RR
Texas(9/20/2019)
IAR
Texas(6/29/2023)
RR
Utah(9/20/2019)
RR
Virginia(9/20/2019)
RR
West Virginia(9/20/2019)
RR
Wisconsin(9/20/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Brielle, NJ 08730TRUST BUT VERIFY
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