Erin E. Hagerty
Professional summary
Erin Elizabeth Hagerty, who also goes by Erin Elizabeth Manning, is a registered financial professional currently at EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Erin is registered as a RR (Registered Representative) and started their career in finance in 2008. Erin has worked at 8 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Erin Elizabeth Hagerty's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2018 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111July 8, 2016 - February 15, 2018
M HOLDINGS SECURITIES, INC.
July 23, 2014 - September 3, 2014
VOYA RETIREMENT ADVISORS, LLC
July 23, 2014 - September 3, 2014
VOYA FINANCIAL ADVISORS, INC.
July 23, 2014 - September 3, 2014
SLD AMERICA EQUITIES, INC.
July 23, 2014 - September 3, 2014
DIRECTED SERVICES LLC
July 23, 2014 - June 15, 2016
VOYA FINANCIAL PARTNERS, LLC
September 19, 2013 - July 21, 2014
VOYA FINANCIAL ADVISORS, INC.
August 14, 2013 - February 8, 2014
SYSTEMATIZED BENEFITS ADMINISTRATORS, INC.
August 14, 2013 - July 21, 2014
VOYA RETIREMENT ADVISORS, LLC
August 14, 2013 - July 21, 2014
SLD AMERICA EQUITIES, INC.
August 14, 2013 - July 21, 2014
DIRECTED SERVICES LLC
February 21, 2008 - July 21, 2014
VOYA FINANCIAL PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/19/2022)
Exams
FINRA
Current Firm
EMPOWER FINANCIAL SERVICES, INC.
CRD#: 13109 / SEC#: , 8-33854
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| EMPOWER ANNUITY INSURANCE COMPANY OF AMERICA | SHAREHOLDER | |
| BARRES, STEPHANIE | COMPLIANCE OFFICER | 2203746 |
| BRETON, HUGO | BOARD DIRECTOR | 8128232 |
| CHRISTOLINI, JOHN | CHIEF COMPLIANCE OFFICER | 4141296 |
| COCHRAN, SHANNON MARIE | COMPLIANCE OFFICER | 4948393 |
| CORDISCO, MEREDITH | VP, COMPLIANCE | 8189199 |
| CRAIG, CASEY R | SENIOR VICE PRESIDENT | 4680712 |
| ETTINGER, ROBERT DANIEL | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER, VP, TREASURER | 5593259 |
| HUDSON, BROCKETT RICE | ASSISTANT SECRETARY | 6520983 |
| KAVAN, ADAM | ASSISTANT GENERAL COUNSEL | 7155499 |
| LINTON, RICHARD HENRY JR | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 2107513 |
| MCLEOD, DAVID GEORGE | BOARD DIRECTOR | 3041563 |
| MORRISON, DANIEL ARTHUR | SENIOR VICE PRESIDENT | 4078410 |
| PATEL, PALAK | SECRETARY | 7665103 |
| SECOR, STEPHANIE ANNE | VP, COMPLIANCE | 1454139 |
| SMOLEN, JOSEPH MICHAEL | SENIOR VICE PRESIDENT | 4100909 |
| STILLMAN, STEVEN JAMES | BOARD DIRECTOR | 4870117 |
| WADDELL, CAROL ELAINE | CHAIR, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4867556 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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