DD
Darla D. Douglas
GPS WEALTH STRATEGIES GROUP
Centennial, CO 80111
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CRD#: 5484921
DD
Professional summary
Darla Dustin Douglas, who also goes by Darla Douglas, is a registered financial advisor currently at GPS WEALTH STRATEGIES GROUP, LLC located in Centennial, Colorado and LPL FINANCIAL LLC located in Centennial, Colorado.
Darla is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2015. Darla has worked at 5 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Darla Douglas
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 1/14/2021 - GPS Wealth Strategies Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/4/2021 - GPS Wealth Strategies Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/04/2021 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through GPS Wealth Strategies Group, LLC, an independent investment advisor firm. I started this business activity in 1/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/12/2024 - B & B Farms of Grafton - Non-Inv Related - Boulder, CO - Business Entity For Tax/Investment Purposes Only - Co-Owner of LLC - Started: 12/15/2023 - 1 Hr/mo; 0 Hr During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Darla Dustin Douglas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 28, 2021 - Present
GPS WEALTH STRATEGIES GROUP, LLC
Office #1: 6484 South Quebec Street, Centennial, CO 80111RIA
CRD#: 285507
Centennial, CO
Current
January 14, 2021 - Present
LPL FINANCIAL LLC
Office #1: 6484 South Quebec Street, Centennial, CO 80111RIA
BD
CRD#: 6413
Centennial, CO
Past
June 1, 2018 - January 11, 2021
WESTERN WEALTH MANAGEMENT LLC
RIA
CRD#: 283545
GOLDEN, CO
Past
December 1, 2017 - May 15, 2018
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
Boulder, CO
Past
June 22, 2016 - November 27, 2017
WESTERN WEALTH MANAGEMENT LLC
RIA
CRD#: 283545
Boulder, CO
Past
April 21, 2016 - June 22, 2016
WESTERN WEALTH MANAGEMENT LLC
RIA
CRD#: 167344
Boulder, CO
Past
May 21, 2015 - March 15, 2018
LPL FINANCIAL LLC
RIA
CRD#: 6413
BOULDER, CO
Past
February 19, 2015 - December 31, 2020
LPL FINANCIAL LLC
BD
CRD#: 6413
BOULDER, CO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
Registered Investment Advisory firm - (1/3/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/7/2022)
RR
Alaska(3/11/2022)
RR
Arizona(1/20/2021)
RR
Arkansas(1/14/2023)
RR
California(1/14/2021)
RR
Colorado(1/14/2021)
IAR
Colorado(1/28/2021)
RR
Delaware(4/7/2022)
RR
Florida(1/20/2021)
RR
Georgia(1/14/2023)
RR
Hawaii(1/14/2023)
RR
Idaho(1/20/2021)
RR
Illinois(4/11/2022)
RR
Indiana(1/14/2023)
RR
Kansas(1/20/2021)
RR
Kentucky(4/7/2022)
RR
Maine(4/7/2022)
RR
Maryland(1/9/2023)
RR
Massachusetts(4/7/2022)
RR
Michigan(4/7/2022)
RR
Minnesota(9/20/2023)
RR
Missouri(1/20/2021)
RR
Nebraska(1/20/2021)
RR
Nevada(1/20/2021)
RR
New Jersey(4/11/2022)
RR
New Mexico(1/20/2021)
RR
New York(4/7/2022)
RR
North Carolina(1/20/2021)
RR
North Dakota(1/14/2023)
RR
Ohio(1/20/2021)
RR
Oklahoma(1/14/2023)
RR
Oregon(1/20/2021)
RR
Pennsylvania(1/14/2023)
RR
Rhode Island(1/14/2023)
RR
South Carolina(1/20/2021)
RR
Tennessee(8/30/2022)
RR
Texas(1/20/2021)
RR
Utah(1/20/2021)
RR
Virginia(1/20/2021)
RR
Washington(1/20/2021)
RR
Wisconsin(1/14/2023)
RR
Wyoming(3/11/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GPS WEALTH STRATEGIES GROUP, LLC
ARROW WEALTH MANAGEMENT | WILL SAVAGE WEALTH MANAGEMENT | TRUE WEALTH ADVISORS, INC. | MOUNTAIN HIGH WEALTH MANAGEMENT | MONEY & MINDFULNESS | MIKEE OH, YOUR KEY TO RETIREMENT | JOEL D. ANDREWS, LLC. | GPS WEALTH STRATEGIES GROUP, LLC | GORE FINANCIAL MANAGEMENT, INC. | COLUMBINE WEALTH ADVISORS LLC | ASPEN WEALTH MANAGEMENT, INC.
CRD#: 285507 / SEC#: 801-108848
RIA
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Contact information
Main Address
6484 South Quebec Street, Centennial, CO 80111
Mailing Address
Phone number
(720) 414-5412
Established
Firm type
Fiscal year end
# of Employees
48
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,385 |
| AUM (Assets Under Management) | $ 1,415,526,316 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
GPS WEALTH STRATEGIES GROUP, LLC
CRD#: 285507Centennial, CO 80111TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
