Kevin W. Sides

MOONEY FINANCIAL

JACKSONVILLE BEACH, FL 32250

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CRD#: 5484129

Professional summary

Kevin W Sides, CFA, CFP®, who also goes by Kevin William Sides, is a registered financial advisor currently at MOONEY FINANCIAL located in Jacksonville Beach, Florida.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Kevin has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin William Sides

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Licensed to sell life and health insurance.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin W Sides's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

CFP^®

Certified Financial Planner

Start date: 2015

Experience

Current

November 22, 2024 - Present

MOONEY FINANCIAL

Office #1: 320 1st Street N #705, Jacksonville Beach, FL 32250

RIA

CRD#: 332904

JACKSONVILLE BEACH, FL

Past

April 16, 2015 - November 22, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA

CRD#: 2881

Jacksonville Beach, FL

Past

April 14, 2015 - November 22, 2024

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

Jacksonville Beach, FL

Past

July 7, 2008 - April 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

JACKSONVILLE, FL

Past

May 14, 2008 - April 6, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

JACKSONVILLE, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(11/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/26/2008

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/13/2008

General Securities Representative Examination

Current Firm

MOONEY FINANCIAL

MOONEY FINANCIAL | MOONEY FINANCIAL, LLC

CRD#: 332904 / SEC#:

Florida

Registered Investment Advisory firm - (11/22/2024 Approved)

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Contact information

Main Address

320 1st Street N #705, Jacksonville Beach, FL 32250

Mailing Address

Phone number

(904) 359-8469

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	140
AUM (Assets Under Management)	$ 77,997,229

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kevin W. Sides

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin W Sides's CRS (Customer Relationship Summary).

Certified licenses

Experience

MOONEY FINANCIAL

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/26/2008

SIE

Date: 10/1/2018

Series 7

Date: 5/13/2008

Current Firm

MOONEY FINANCIAL

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MOONEY FINANCIAL

TRUST BUT VERIFY

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