Richard P. Nasser
Professional summary
Richard Prescott Nasser, who also goes by Prescott Richard Nasser, is a registered financial professional currently at COIT CAPITAL SECURITIES LLC located in San Francisco, California.
Richard is registered as a RR (Registered Representative) and started their career in finance in 2008. Richard has worked at 4 firms and has passed the Series 66, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Prescott Nasser's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 19, 2013 - Present
COIT CAPITAL SECURITIES LLC
Office #1: 238 Francisco Street, San Francisco, CA 94133April 1, 2013 - December 31, 2013
COIT CAPITAL MANAGEMENT
February 9, 2012 - June 22, 2016
RIVIERE SECURITIES LTD.
May 29, 2009 - February 16, 2012
CHARLES SCHWAB & CO., INC.
December 18, 2008 - February 16, 2012
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/14/2020)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
COIT CAPITAL SECURITIES LLC
CRD#: 164959 / SEC#: , 8-69122
Contact information
FINRA licenses (5 States and Territories)
Documents
Red Flags
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