JL
Jason E. Luhan
PROTOOLS
NASHVILLE, TN 37212
Some features on this profile are disabled
CRD#: 5483636
JL
Professional summary
Jason Eric Luhan is a registered financial advisor currently at PROTOOLS located in Nashville, Tennessee and CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Laguna Beach, California.
Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 12 firms and has passed the Series 65, Series 66, Series 52TO, SIE, Series 99, Series 7, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) LAW OFFICES OF JASON LUHAN, ATTORNEY, SINCE DEC 2007, 1881 VON KARMAN AVE, IRVINE CA 92614, SOLE PROPRIETOR, GENERAL LEGAL SERVICES. 20-60 HRS/MON DURING NON-TRADING HRS. NON-INVESTMENT RELATED 2.) COMPLIANCE CONSULTANT, SINCE SEPT 2016, VIRTUAL OFFICE, SOLE PROPRIETOR, CONSULT ON COMPLIANCE MATTERS FOR RIAS AND BDS, INVESTMENT RELATED, 20-60 HRS/MON DURING NON-TRADING HOURS. 3.) REAL ESTATE BROKER, SINCE AUG 2016, 18881 VON KARMAN AVE, IRVINE CA 92614, SOLE PROPRIETOR, SERVE AS PROPERTY MANAGER AND GENERAL BROKERAGE SERVICES, 20-60 HRS /MON, MOSTLY DURING NON-TRADING HRS, NON-INVESTMENT RELATED. 4.) IGRE CAPITAL HOLDINGS, LLC, 831 STATE STREET, STE280, SANTA BARBARA, CA 93101. START 2018, IN-HOUSE LEGAL COUNSEL, PROVIDE LEGAL GUIDANCE, CORPORATE GOVERNANCE AND OPERATIONAL SUPPORT TO THE GENERAL PARTNER, 20-60 HRS/MONTH MOSTLY DURING NON-TRADING HOURS, INVESTMENT RELATED 5. EYEBALLS FINANCIAL, INC.; 1100 CAMBRIDGE LANE, NEWPORT BEACH, CA 92660, START 2018, IN-HOUSE LEGAL COUNSEL. PROVIDE LEGAL GUIDANCE AND CORORATE GOVERNANCE FOR A SOFTWARE SRART UP, 20-60 HRS/MON MOSTLY DURING NON-TRADING HRS. NOT INVESTMENT RELATED.
CRS (Client Relationship Summary) - RIA
Click below to view Jason Eric Luhan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2022 - Present
PROTOOLS
Office #1: 1920 Adelicia Street Suite 500, Nashville, TN 37212RIA
CRD#: 321180
NASHVILLE, TN
Current
March 6, 2024 - Present
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
RIA
CRD#: 149124
LAGUNA BEACH, CA
Current
March 7, 2024 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609BD
CRD#: 14752
Raleigh, NC
Past
July 20, 2020 - March 9, 2022
EMERSON EQUITY LLC
BD
CRD#: 130032
SAN MATEO, CA
Past
May 30, 2019 - March 8, 2024
PACIFIC FINANCIAL GROUP, LLC
RIA
CRD#: 143041
Newport Beach, CA
Past
May 29, 2019 - March 8, 2024
THE PACIFIC FINANCIAL GROUP, INC.
RIA
CRD#: 105203
Newport Beach, CA
Past
July 2, 2018 - March 21, 2019
WESTPARK CAPITAL, INC.
RIA
CRD#: 39914
Newport Beach, CA
Past
July 2, 2018 - December 4, 2019
WESTPARK CAPITAL, INC.
BD
CRD#: 39914
Newport Beach, CA
Past
November 15, 2017 - May 10, 2018
EQIS SECURITIES, LLC
BD
CRD#: 20633
SAN RAFAEL, CA
Past
September 22, 2016 - November 13, 2017
AXIOM CAPITAL MANAGEMENT, INC.
BD
CRD#: 26580
NEW YORK, NY
Past
October 21, 2015 - May 10, 2018
FREEDOM INVESTMENT MANAGEMENT, INC.
RIA
CRD#: 126052
SAN RAFAEL, CA
Past
July 17, 2014 - April 21, 2015
FINANCIAL WEST GROUP
RIA
CRD#: 16668
WESTLAKE VILLAGE, CA
Past
July 16, 2014 - April 21, 2015
FINANCIAL WEST GROUP
BD
CRD#: 16668
WESTLAKE VILLAGE, CA
Past
January 6, 2009 - July 16, 2014
CENTAURUS FINANCIAL, INC.
RIA
CRD#: 30833
ANAHEIM, CA
Past
August 6, 2008 - July 16, 2014
CENTAURUS FINANCIAL, INC.
BD
CRD#: 30833
ANAHEIM, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
California(10/7/2022)
RR
California(3/7/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC
CRD#: 149124 / SEC#: 801-69846
RIA
Registered Investment Advisory firm - (1/5/2009 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106
SEC notice filing (39 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 8,619 |
| AUM (Assets Under Management) | $ 1,930,938,262 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
