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JL

Jason E. Luhan

CAPITAL INVESTMENT ADVISORY SERVICES
LAGUNA BEACH, CA
Some features on this profile are disabled
CRD#: 5483636
JL

Professional summary

Jason Eric Luhan is a registered financial advisor currently at CAPITAL INVESTMENT ADVISORY SERVICES, LLC located in Laguna Beach, California and CAPITAL INVESTMENT GROUP, INC. located in Raleigh, North Carolina.

Jason is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Jason has worked at 12 firms and has passed the Series 65, Series 66, Series 52TO, SIE, Series 99, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Eric Luhan's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 6, 2024 - Present

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

RIA
CRD#: 149124
LAGUNA BEACH, CA
Current

March 7, 2024 - Present

CAPITAL INVESTMENT GROUP, INC.

Office #1: 100 E. Six Forks Road Ste 200, Raleigh, NC 27609
BD
CRD#: 14752
Raleigh, NC
Past

October 7, 2022 - November 18, 2025

PROTOOLS

RIA
CRD#: 321180
NEWPORT BEACH, CA
Past

July 20, 2020 - March 9, 2022

EMERSON EQUITY LLC

BD
CRD#: 130032
SAN MATEO, CA
Past

May 30, 2019 - March 8, 2024

PACIFIC FINANCIAL GROUP, LLC

RIA
CRD#: 143041
Newport Beach, CA
Past

May 29, 2019 - March 8, 2024

THE PACIFIC FINANCIAL GROUP, INC.

RIA
CRD#: 105203
Newport Beach, CA
Past

July 2, 2018 - March 21, 2019

WESTPARK CAPITAL, INC.

RIA
CRD#: 39914
Newport Beach, CA
Past

July 2, 2018 - December 4, 2019

WESTPARK CAPITAL, INC.

BD
CRD#: 39914
Newport Beach, CA
Past

November 15, 2017 - May 10, 2018

EQIS SECURITIES, LLC

BD
CRD#: 20633
SAN RAFAEL, CA
Past

September 22, 2016 - November 13, 2017

AXIOM CAPITAL MANAGEMENT, INC.

BD
CRD#: 26580
NEW YORK, NY
Past

October 21, 2015 - May 10, 2018

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA
CRD#: 126052
SAN RAFAEL, CA
Past

July 17, 2014 - April 21, 2015

FINANCIAL WEST GROUP

RIA
CRD#: 16668
WESTLAKE VILLAGE, CA
Past

July 16, 2014 - April 21, 2015

FINANCIAL WEST GROUP

BD
CRD#: 16668
WESTLAKE VILLAGE, CA
Past

January 6, 2009 - July 16, 2014

CENTAURUS FINANCIAL, INC.

RIA
CRD#: 30833
ANAHEIM, CA
Past

August 6, 2008 - July 16, 2014

CENTAURUS FINANCIAL, INC.

BD
CRD#: 30833
ANAHEIM, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(3/6/2024)
RR
California
(3/7/2024)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/27/2016
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 12/19/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99
Date: 9/19/2014
Operations Professional Examination
General Industry/Product Exam
RR
Series 7
Date: 8/5/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 1/12/2015
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 6/24/2009
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

CI
CAPITAL INVESTMENT ADVISORY SERVICES, LLC
CAPITAL INVESTMENT ADVISORY SERVICES, LLC | WHETRO ADVISORS | TRUST COMPANY OF NORTH CAROLINA | THE WEALTH GROUP | THE PORTFOLIO MANAGEMENT GROUP | SENTINEL CAPITAL SOLUTIONS | RISING TIDE INC. | PIEDMONT PRIVATE WEALTH | MUMY FINANCIAL ADVISORS, LLC | MASONBORO ADVISORS | INTEGRATED ADVISORY SERVICES, LLC | CIC ADVISERS, LLC

CRD#: 149124 / SEC#: 801-69846

RIA
Registered Investment Advisory firm - (1/5/2009 Approved)
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Contact information

Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
P.o. Box 32249, Raleigh, NC 27622
Phone number
(919) 831-2370
Established
Firm type
Fiscal year end
# of Employees
106

SEC notice filing (39 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

CIAS ADV PART 2A (3/13/2025)

Regulatory assets under management

Total Number of Accounts8,619
AUM (Assets Under Management)$ 1,930,938,262

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CAPITAL INVESTMENT ADVISORY SERVICES, LLC

CRD#: 149124Laguna Beach, CA

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