Jeffrey P. Dominguez
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS
Williamsburg, VA 23188
Some features on this profile are disabled
CRD#: 5483499
Professional summary
Jeffrey Paul Dominguez, CFP® is a registered financial advisor currently at DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC. located in Williamsburg, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Williamsburg, Virginia.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) FIXED INSURANCE SALES - INVESTMENT RELATED - WILLIAMSBURG, VA - FIXED INSURANCE - MINIMAL TIME DURING SECURITIES TRADING HOURS. (2) DOMINGUEZ TAX SERVICES (DBA) JEFFREY P. DOMINGUEZ, CFP, A, CLTC, SOLE PROPRIETOR. NOT INVESTMENT RELATED. WILLIAMSBURG, VA. TAX PREPARATION AND ANALYSIS. 20 HOURS PER WEEK DURING FEB-MAY, NONE DURING TRADING HOURS. (3) DOMINGUEZ WEALTH MANAGMENT SOLUTIONS INC, INVESTMENT RELATED-304 Bulifants Blvd., Suite 101, WILLIAMSBURG VA 23118. 100% SHAREHOLDER, PRESIDENT, S-CORP. START DATE 10/1/2014 RIA 50 HOURS/WEEK. PROVIDE INVESTMENT ADVISORY AND TAX PLANNING SERVICES. (4) PKS FINANCIAL, 80 STATE ST, ALBANY, NY 12207. INVESTMENT RELATED, INDEPENDENT INSURANCE AGENT, 1/2015-PRESENT. 40 HRS/MONTH, 40 HRS/MONTH DURING TRADING. DUTIES INCLUDE SALES OF INSURANCE PRODUCTS AND FIXED ANNUITIES. (5) Williamsburg Soccer Club. Not Investment Related. 809 Richmond Road, Williamsburg VA, Youth Soccer Club. Board Member. Start 9/26/2019. 2 hours per month not during trading hours. Oversight of club staff/finances. No access to bank account or authorization to write checks.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Paul Dominguez's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
October 7, 2014 - Present
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
Office #1: 304 Bulifants Boulevard Suite 101, Williamsburg, VA 23188RIA
CRD#: 173083
Williamsburg, VA
Current
October 21, 2014 - Present
PURSHE KAPLAN STERLING INVESTMENTS
Office #1: 304 Bulifants Blvd. Suite 101, Williamsburg, VA 23188BD
CRD#: 35747
Williamsburg, VA
Past
May 11, 2009 - October 20, 2014
LPL FINANCIAL LLC
RIA
CRD#: 6413
WILLIAMSBURG, VA
Past
March 18, 2009 - October 20, 2014
LPL FINANCIAL LLC
BD
CRD#: 6413
WILLIAMSBURG, VA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
CRD#: 173083 / SEC#: 801-121914
RIA
Registered Investment Advisory firm - (7/29/2021 Approved)North Carolina
Registered Investment Advisory firm - (10/4/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/27/2021 Terminated)Texas
Registered Investment Advisory firm - (9/24/2021 Terminated)Virginia
Registered Investment Advisory firm - (9/24/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(10/3/2023)
RR
Connecticut(1/25/2023)
RR
Florida(1/28/2015)
RR
Maryland(4/29/2016)
RR
Massachusetts(9/30/2022)
RR
Nebraska(10/3/2023)
RR
New Mexico(1/8/2021)
RR
North Carolina(1/29/2015)
RR
Pennsylvania(1/28/2015)
RR
South Carolina(9/30/2022)
IAR
Texas(7/20/2015)
RR
Texas(9/30/2022)
IAR
Virginia(10/7/2014)
RR
Virginia(10/21/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DW
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.
CRD#: 173083 / SEC#: 801-121914
RIA
Registered Investment Advisory firm - (7/29/2021 Approved)North Carolina
Registered Investment Advisory firm - (10/4/2021 Terminated)Pennsylvania
Registered Investment Advisory firm - (9/27/2021 Terminated)Texas
Registered Investment Advisory firm - (9/24/2021 Terminated)Virginia
Registered Investment Advisory firm - (9/24/2021 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
304 Bulifants Boulevard Suite 101, Williamsburg, VA 23188
Mailing Address
Phone number
(757) 645-9252
Established
Firm type
Fiscal year end
# of Employees
2
SEC notice filing (6 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 603 |
| AUM (Assets Under Management) | $ 186,553,574 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
