Jeffrey P. Dominguez

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS

Williamsburg, VA 23188

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CRD#: 5483499

Professional summary

Jeffrey Paul Dominguez, CFP® is a registered financial advisor currently at DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC. located in Williamsburg, Virginia and PURSHE KAPLAN STERLING INVESTMENTS located in Williamsburg, Virginia.

Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. Jeffrey has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Dominguez's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2010

Experience

Current

October 7, 2014 - Present

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

Office #1: 304 Bulifants Boulevard Suite 101, Williamsburg, VA 23188

RIA

CRD#: 173083

Williamsburg, VA

Current

October 21, 2014 - Present

PURSHE KAPLAN STERLING INVESTMENTS

Office #1: 304 Bulifants Blvd. Suite 101, Williamsburg, VA 23188

CRD#: 35747

Williamsburg, VA

Past

May 11, 2009 - October 20, 2014

LPL FINANCIAL LLC

RIA

CRD#: 6413

WILLIAMSBURG, VA

Past

March 18, 2009 - October 20, 2014

LPL FINANCIAL LLC

CRD#: 6413

WILLIAMSBURG, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

CRD#: 173083 / SEC#: 801-121914

RIA

Registered Investment Advisory firm - (7/29/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/4/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/27/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/24/2021 Terminated)

Virginia

Registered Investment Advisory firm - (9/24/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(10/3/2023)

Connecticut
(1/25/2023)

Florida
(1/28/2015)

Maryland
(4/29/2016)

Massachusetts
(9/30/2022)

Nebraska
(10/3/2023)

New Mexico
(1/8/2021)

North Carolina
(1/29/2015)

Pennsylvania
(1/28/2015)

South Carolina
(9/30/2022)

IAR

Texas
(7/20/2015)

Texas
(9/30/2022)

IAR

Virginia
(10/7/2014)

Virginia
(10/21/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/2009

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2009

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

CRD#: 173083 / SEC#: 801-121914

RIA

Registered Investment Advisory firm - (7/29/2021 Approved)

North Carolina

Registered Investment Advisory firm - (10/4/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (9/27/2021 Terminated)

Texas

Registered Investment Advisory firm - (9/24/2021 Terminated)

Virginia

Registered Investment Advisory firm - (9/24/2021 Terminated)

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Contact information

Main Address

304 Bulifants Boulevard Suite 101, Williamsburg, VA 23188

Mailing Address

Phone number

(757) 645-9252

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A: FIRM BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	603
AUM (Assets Under Management)	$ 186,553,574

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Jeffrey P. Dominguez

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Paul Dominguez's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/17/2009

FINRA

Current Firm

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DOMINGUEZ WEALTH MANAGEMENT SOLUTIONS, INC.

TRUST BUT VERIFY

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