NS
Nicholas R. Sage
STATE FARM INVESTMENT MANAGEMENT
Henderson, NV 89052
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CRD#: 5483467
NS
Professional summary
Nicholas Robert Sage, ChFC®, CLU® is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Henderson, Nevada and STATE FARM VP MANAGEMENT CORP. located in Henderson, Nevada.
Nicholas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Nicholas has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EdTech Foundation; non-investment; 19 Tioga Place, The woodlands, TX 77375; education; board member; 6/1/2021; 1; 0; No real duties or responsibilities. 2) Nicholas Sage's Insurance Agency; Insurance Agency; Investment-related; 780 Coronado Center Dr Ste 100 Henderson, NV 89052-5056; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 09/01/2014; 80; 80; Service customers and supervise employees 3) Masters Collection Homeowners Association; non-investment related; 11411 Southern Highlands Pkwy, Suite 100 Las Vegas NV 89141; Assocation/Committee/Council; Board Member; Treasurer; 08/14/2023; 1; 0; Vote on investing in CD's or Money Market Accounts (bank products), Review bank statements, I would like to be on the board for my homeowner's association. I do not believe the board member position would interfere or be a conflict of interest with my role as a State Farm agent. The board meets virtually once a quarter for about an hour. The community is managed by Olympia Management Services and the community manager is responsible for organizing, scheduling, bidding and preparing the financial info for the boards review. They are also responsible for paying vendors so, I would not manage the bank account or checkbook for the community. The virtual meetings are normally scheduled at 4:00pm (Pacific) once a quarter and I would not use my State Farm computer to virtually attend the meeting. I would also like to share that I will not use the position or platform to market or solicit any State Farm business. 4) Sage Gallery, LLC; Investment Related; 780 Coronado Center Dr Henderson, NV 89052; Other; 11/06/2024; 5; 0; The purchase and sales of art and antiques., 5) South Pointe Owners Association; non-investment related; 780 Coronado Center Dr. Henderson, NV 89502; Association/Committee/Council; Board Member; Secretary; 05/31/2025; 1;0; Review bank statements, Vote on investing in CD's or Money Market Accounts (bank products)
CRS (Client Relationship Summary) - RIA
Click below to view Nicholas Robert Sage's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
July 11, 2019 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 780 Coronado Center Dr Ste 100, Henderson, NV 89052RIA
CRD#: 3487
Henderson, NV
Current
August 12, 2008 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 780 Coronado Center Dr Suite 100, Henderson, NV 89052BD
CRD#: 43036
Henderson, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/13/2020)
IAR
Arizona(11/20/2024)
RR
California(1/10/2020)
IAR
California(10/16/2024)
RR
Nevada(7/29/2014)
IAR
Nevada(7/11/2019)
RR
Oregon(11/4/2020)
IAR
Oregon(11/5/2020)
RR
Utah(1/13/2020)
IAR
Utah(10/17/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
