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Zachary David Weber

HARRIS ASSOCIATES SECURITIES L.P.
CHICAGO, IL
·CRD# 5483343·16 years experience

Professional Summary

Zachary David Weber is a registered financial advisor currently at HARRIS ASSOCIATES SECURITIES L.P. located in Chicago, Illinois. Zachary is registered as a RR (Registered Representative) and started their career in finance in 2010. Zachary has worked at 2 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 27 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

16 years in the financial services industry

Current & Past Employments

HARRIS ASSOCIATES SECURITIES L.P.·CRD# 6959
BD
111 S. Wacker Drive Suite 4600, Chicago, IL 60606
October 3, 2016 - Present
GRV SECURITIES LLC·CRD# 138348
BD
Chicago, IL
March 1, 2010 - September 5, 2016

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Current Firm

HA
HARRIS ASSOCIATES SECURITIES L.P.

HARRIS ASSOCIATES SECURITIES L.P. | HARRIS ASSOCIATES, INC.

CRD#: 6959 / SEC#: 8-19988
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Mailing Address

111 S. Wacker Drive Suite 4600, Chicago, IL 60606

Phone Number

(312) 646-3600

Established

Delaware since 12/12/1986

Firm Type

Partnership

Fiscal Year End

December

Firm Size

Small

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
HARRIS ASSOCIATES L.P.MEMBER—
KELLER, CHRISTOPHER WOLFGANGPRESIDENT2865184
PIETRAS, MICHAELCHIEF COMPLIANCE OFFICER4278774
WEBER, ZACHARY DAVIDPRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER5483343
WRIGHT, RANA JEWELCHIEF LEGAL AND ADMINISTRATIVE OFFICER6357277

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Illinois
(10/3/2016)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jun 2010About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2010About the Series 7 exam

Series 27 — Financial and Operations Principal Examination

Passed May 2017About the Series 27 exam

Series 24 — General Securities Principal Examination

Passed Dec 2010About the Series 24 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Zachary David Weber's CRS (Customer Relationship Summary).

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