Samantha M. Ledbetter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samantha Marie Margaret Ledbetter, who also goes by Samantha Marie Margaret Leabetter, Sam Marie Meyers ^, Samantha M Meyers, Samantha M. Meyers, Samantha Marie Margaret Meyers ^, was a registered financial professional .
Samantha is a previously registered financial professional and started their career in finance in 2008. Samantha had worked at 3 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 21, 2010 - January 3, 2018
FINANCIAL FREEDOM HOUSE
August 25, 2010 - March 9, 2012
TRIAD ADVISORS LLC
July 7, 2008 - June 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 13, 2008 - June 24, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
FINANCIAL FREEDOM HOUSE
CRD#: 123430 / SEC#: 801-113800
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FINANCIAL FREEDOM HOUSE
CRD#: 123430 / SEC#: 801-113800
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 525 |
| AUM (Assets Under Management) | $ 188,799,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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