Douglas M. Carlson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Matthew Carlson, who also goes by Matthew Carlson, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2012. Douglas had worked at 1 firm and has passed the Series 63, Series 62 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 2012 - March 29, 2012
PETSKY PRUNIER SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Series 62
Date: 2/6/2012
Corporate Securities Limited Representative ExaminationCurrent Firm
PETSKY PRUNIER SECURITIES, LLC
CRD#: 146679 / SEC#: , 8-67836
Contact information
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
