Robert A. Meyer

Some features on this profile are disabled

CRD#: 5482587

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Robert Alan Meyer was a registered financial professional .

Robert is a previously registered financial professional and started their career in finance in 2008. Robert had worked at 4 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 22, 2013 - June 4, 2015

SPRING MOUNTAIN CAPITAL, LP

RIA

CRD#: 119126

PRINCETON, NJ

Past

February 10, 2012 - December 12, 2012

NATIONAL PLANNING CORPORATION

RIA

CRD#: 29604

HOLMDEL, NJ

Past

February 10, 2012 - December 12, 2012

NATIONAL PLANNING CORPORATION

CRD#: 29604

HOLMDEL, NJ

Past

June 1, 2009 - February 16, 2012

MORGAN STANLEY

RIA

CRD#: 149777

RED BANK, NJ

Past

June 1, 2009 - February 16, 2012

MORGAN STANLEY

CRD#: 149777

RED BANK, NJ

Past

May 22, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA

CRD#: 8209

RED BANK, NJ

Past

March 11, 2008 - June 1, 2009

MORGAN STANLEY & CO. LLC

CRD#: 8209

RED BANK, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SPRING MOUNTAIN CAPITAL, LP

CRD#: 119126 / SEC#: 801-61805

RIA

Registered Investment Advisory firm - (2/18/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/27/2008

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 4/8/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 3/10/2008

General Securities Representative Examination

Current Firm

SPRING MOUNTAIN CAPITAL, LP

CRD#: 119126 / SEC#: 801-61805

RIA

Registered Investment Advisory firm - (2/18/2003 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

196 Princeton Highstown Road Suite 2a-1, West Windsor, NJ 08550

Mailing Address

40 W 51st Street Po Box 4510, New York, NY 10185

Phone number

(212) 292-8300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (22 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SPRING MOUNTAIN CAPITAL, LP FORM ADV PART 2A (10/8/2025)

Regulatory assets under management

Total Number of Accounts	676
AUM (Assets Under Management)	$ 1,603,113,398

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Robert A. Meyer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NATIONAL PLANNING CORPORATION

NATIONAL PLANNING CORPORATION

MORGAN STANLEY

MORGAN STANLEY

MORGAN STANLEY & CO. LLC

MORGAN STANLEY & CO. LLC

Primary Firm SEC Registration

SPRING MOUNTAIN CAPITAL, LP

State Registrations and Notice Filings

Exams

Series 66

Date: 3/27/2008

Series 31

Date: 4/8/2008

Series 7

Date: 3/10/2008

Current Firm

SPRING MOUNTAIN CAPITAL, LP

Contact information

SEC notice filing (22 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SPRING MOUNTAIN CAPITAL, LP

TRUST BUT VERIFY

Similar Advisors