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JL

Jonathan A. Lawrance

JOHN HANCOCK INVESTMENT MANAGEMENT LLC
Quincy, MA
Some features on this profile are disabled
CRD#: 5482446
JL

Professional summary

Jonathan Andrew Lawrance, who also goes by Jon A Lawrance, is a registered financial advisor currently at JOHN HANCOCK INVESTMENT MANAGEMENT LLC located in Quincy, Massachusetts and JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC located in Boston, Massachusetts.

Jonathan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2010. Jonathan has worked at 5 firms and has passed the Series 63, Series 65, SIE, Series 7 and Series 56 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Jon A Lawrance

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
a.OBA Name: Rental Property Owner/Repairman b.Investment-related? No c.OBA Address: 34 Ames St., Quincy, MA 02169 d.OBA Nature: Property Management e.Position, Title, or Relationship with the OBA: Rental Property Owner/Repairman f.OBA Start Date: 04/01/2024 g.Approximate number of hours/month devoted to the OBA: 4 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: I will be doing occasional home repairs to the property when needed and collecting rent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Andrew Lawrance's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 8, 2018 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

RIA
CRD#: 105790
Quincy, MA
Current

July 8, 2015 - Present

JOHN HANCOCK INVESTMENT MANAGEMENT DISTRIBUTORS LLC

Office #1: 197 Clarendon Street, Boston, MA 02116
BD
CRD#: 28262
Boston, MA
Past

August 18, 2015 - November 8, 2018

MANULIFE INVESTMENT MANAGEMENT (US) LLC

RIA
CRD#: 106435
BOSTON, MA
Past

September 8, 2011 - April 10, 2013

WTS PROPRIETARY TRADING GROUP LLC

BD
CRD#: 148117
NEW YORK, NY
Past

May 26, 2010 - June 18, 2015

E.S.SCHWARTZ AND COMPANY, INC

RIA
CRD#: 124275
AUBURNDALE, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA
Registered Investment Advisory firm - (12/12/1971 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Connecticut
(11/2/2023)
RR
Delaware
(1/6/2025)
RR
District of Columbia
(1/6/2025)
RR
Maine
(11/2/2023)
RR
Maryland
(1/6/2025)
RR
Massachusetts
(7/24/2015)
IAR
Massachusetts
(11/8/2018)
RR
New Hampshire
(7/11/2022)
RR
New Jersey
(8/15/2019)
RR
New York
(7/11/2022)
RR
Pennsylvania
(8/15/2019)
RR
Rhode Island
(7/11/2022)
RR
Vermont
(7/11/2022)
RR
Virginia
(1/6/2025)
RR
West Virginia
(7/11/2022)

Exams

State Security Law Exam
RR
Series 63
Date: 7/24/2015
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 5/25/2010
Uniform Investment Adviser Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/8/2015
General Securities Representative Examination
General Industry/Product Exam
RR
Series 56
Date: 9/7/2011
Proprietary Trader Qualification Examination
SRO Registrations
RR
FINRA

Current Firm

JH
JOHN HANCOCK INVESTMENT MANAGEMENT LLC
JOHN HANCOCK ADVISERS, INC | JOHN HANCOCK INVESTMENT MANAGEMENT, LLC | JOHN HANCOCK INVESTMENT MANAGEMENT LLC | JOHN HANCOCK ADVISERS, LLC

CRD#: 105790 / SEC#: 801-8124

RIA
Registered Investment Advisory firm - (12/12/1971 Approved)
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Contact information

Main Address
200 Berkeley St., Boston, MA 02116-5022
Mailing Address
Phone number
(617) 663-3000
Established
Firm type
Fiscal year end
# of Employees
363

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

MODEL PORTFOLIOS SERVICES (3/21/2025)
JOHN HANCOCK INVESTMENT MANAGEMENT LLC (3/21/2025)

Regulatory assets under management

Total Number of Accounts35,239
AUM (Assets Under Management)$ 202,193,176,436

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JOHN HANCOCK INVESTMENT MANAGEMENT LLC

CRD#: 105790Quincy, MA

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