ANNA M. JARUSAN
HIGHTOWER SECURITIES | SENIOR INSURANCE DIVISION OPERATIONS MANAGER
Chicago, IL 60606-3414
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CRD#: 5482413
Professional summary
ANNA MARIA JARUSAN is a registered financial professional currently at HIGHTOWER SECURITIES, LLC located in Chicago, Illinois.
ANNA is registered as a RR (Registered Representative) and started their career in finance in 2008. ANNA has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Biography
Anna joined TC Wealth Partners in 2023, working closely with advisors to respond to client insurance needs. Previously, she was Director of Insurance Operations and Practice Manager for EFG Advisors overseeing the firm’s management and business practices. She began her tenure with EFG in 2002 as an Account Manager, handling insurance and investment-related client services.
Anna holds FINRA security licenses Series 6 and 63 and Life, Accident, Health, Long-Term Care, and Variable Insurance licenses. She enjoys traveling, spending time outdoors, archery, and the creative arts in her free time.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view ANNA MARIA JARUSAN's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 10, 2023 - Present
HIGHTOWER SECURITIES, LLC
Office #1: 200 West Madison Street Suite 2500, Chicago, IL 60606-3414BD
CRD#: 116681
Chicago, IL
Past
November 5, 2013 - February 10, 2023
VALMARK SECURITIES, INC.
BD
CRD#: 31243
SCHAUMBURG, IL
Past
March 31, 2008 - November 16, 2011
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
SCHAUMBURG, IL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(2/10/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
HS
HIGHTOWER SECURITIES, LLC
CCM EQUITIES, LLC | UNITED FIDUCIARY SECURITIES, LLC | HIGHTOWER SECURITIES, LLC
CRD#: 116681 / SEC#: , 8-53560
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information
Main Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Mailing Address
200 West Madison Street Suite 2500, Chicago, IL 60606-3414
Phone number
(312) 962-3800
Established
Illinois since 06/28/2001
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| HIGHTOWER HOLDING, LLC | PARENT COMPANY | |
| BESSO, DOUGLAS JOSEPH | CTO | 1530829 |
| COVIELLO, BARRY ANTHONY | EXECUTIVE DIRECTOR, NATIONAL FIELD SUPERVISION | 1813688 |
| GRAY, KENDRA | CHIEF COMPLIANCE OFFICER | 4388082 |
| GRAY, KENDRA | MUNICIPAL PRINCIPAL | 4388082 |
| KARL, MATTHEW JAMES | PRINCIPAL FINANCIAL OFFICER (PFO) & FINOP | 5361093 |
| SMITH, SCOTT DAVID | CHIEF EXECUTIVE OFFICER | 2523535 |
Disclosures
| Regulatory Event | 5 |
| Arbitration | 1 |
Red Flags
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Company Information
HIGHTOWER SECURITIES, LLC
SENIOR INSURANCE DIVISION OPERATIONS MANAGERCRD#: 116681Chicago, IL 60606-3414TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
