Mckenzie L. Ebbesen

BASON ASSET MANAGEMENT

Platte City, MO 64079

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CRD#: 5482156

Professional summary

Mckenzie Lynn Ebbesen, CFP®, who also goes by Mckenzie Lynn Ray, Mckenzie Ray, is a registered financial advisor currently at BASON ASSET MANAGEMENT located in Platte City, Missouri.

Mckenzie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2009. Mckenzie has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mckenzie Lynn Ray | Mckenzie Ray

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mckenzie Lynn Ebbesen's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

December 14, 2018 - Present

BASON ASSET MANAGEMENT

Office #1: 1302 Platte Falls Rd Suite D Pmb 344, Platte City, MO 64079

RIA

CRD#: 165450

Platte City, MO

Past

May 30, 2018 - January 11, 2019

HIGHTOWER ADVISORS, LLC

RIA

CRD#: 145323

VALPARAISO, IN

Past

January 3, 2018 - January 11, 2019

HIGHTOWER SECURITIES, LLC

CRD#: 116681

VALPARAISO, IN

Past

May 6, 2013 - May 29, 2018

M. J. SMITH AND ASSOCIATES

RIA

CRD#: 110919

GREENWOOD VILLAGE, CO

Past

September 27, 2012 - January 4, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GREENWOOD VILLAGE, CO

Past

November 2, 2011 - September 21, 2012

JANUS HENDERSON DISTRIBUTORS US LLC

CRD#: 28832

DENVER, CO

Past

April 1, 2009 - October 24, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BASON ASSET MANAGEMENT

BASON ASSET MANAGEMENT | BASON ASSET MANAGEMENT LLC

CRD#: 165450 / SEC#: 801-107297

RIA

Registered Investment Advisory firm - (2/12/2016 Approved)

Colorado

Registered Investment Advisory firm - (12/1/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/28/2016 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(8/12/2019)

IAR

West Virginia
(9/8/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/31/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/30/2009

General Securities Representative Examination

Current Firm

BASON ASSET MANAGEMENT

BASON ASSET MANAGEMENT | BASON ASSET MANAGEMENT LLC

CRD#: 165450 / SEC#: 801-107297

RIA

Registered Investment Advisory firm - (2/12/2016 Approved)

Colorado

Registered Investment Advisory firm - (12/1/2016 Terminated)

Texas

Registered Investment Advisory firm - (11/28/2016 Terminated)

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Contact information

Main Address

355 S. Teller St. Suite 200, Lakewood, CO 80226

Mailing Address

Phone number

(720) 446-8555

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BASON ADV PART 2A ANNUAL AMENDMENT 01.17.24 (2/19/2025)

Regulatory assets under management

Total Number of Accounts	780
AUM (Assets Under Management)	$ 700,595,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Mckenzie L. Ebbesen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mckenzie Lynn Ebbesen's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGHTOWER ADVISORS, LLC

HIGHTOWER SECURITIES, LLC

M. J. SMITH AND ASSOCIATES

RAYMOND JAMES FINANCIAL SERVICES, INC.

JANUS HENDERSON DISTRIBUTORS US LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

BASON ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/31/2009

SIE

Date: 10/1/2018

Series 7

Date: 3/30/2009

Current Firm

BASON ASSET MANAGEMENT

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BASON ASSET MANAGEMENT

TRUST BUT VERIFY

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