Dennis P. Notchick
CETERA INVESTMENT ADVISERS LLC
CHULA VISTA, CA 91914
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CRD#: 5481629
Professional summary
Dennis Peter Notchick, CFP®, who also goes by Dennis P Notchick, Dennis Notchick, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Chula Vista, California.
Dennis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Dennis has worked at 8 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dennis P Notchick | Dennis Notchick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) AVANTAX INSURANCE AGENCY AND/OR AVANTAX INSURANCE SERVICES POSITION: Insurance Agent NATURE: Providing insurance based solutions to clients requiring them which includes selling insurance products approved through Avantax Insurance Services. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 11/18/2024 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: To meet with clients, find the insurance solution needs and provide the best products and options. 2) TAX PREPARATION POSITION: Tax Preparer NATURE: Tax Preparation and tax planning for individuals, families and small businesses. Ensuring that each return meets state and federal requirements. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 04/08/2024 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: Collect tax documents, enter into tax software, provide return for client to mail in. Explain to clients what their tax liablility is and potential strategies to mitigate the tax bill. 3) CLEARSIGHT FINANCIAL AND INSURANCE SERVICES POSITION: CEO NATURE: I will move over money from Avantax, pay office expenses from doing Avantax business to this entity. Also supplies, marketing cost, admin expenses, INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 06/13/2012 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: File taxes and pay Avantax business expenses, pay licensing and technology fees, pay registration fees, and pay any advertising or marketing expenses 4) INTEGRATED TAX AND WEALTH MANAGEMENT POSITION: Owner NATURE: I will offer investment planning, investment advisory, financial planning, retirement planning, tax planning and preparation and some estate planning services under this DBA name. INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 110 START DATE: 11/01/2024 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: meet with clients, review investment performance, provide financial planning solutions, provide tax guidance, cash flow planning, small business planning, insurance planning. 5) ANNUITY SALES POSITION: Insurance Agent NATURE: Sales of indexed annuities. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 04/11/2025 ADDRESS: 630 Port Claridge, Chula Vista CA 91913, United States DESCRIPTION: Sales and servicing of indexed annuities
CRS (Client Relationship Summary) - RIA
Click below to view Dennis Peter Notchick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
September 5, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2434 Fenton St. Ste 300, Chula Vista, CA 91914RIA
CRD#: 105644
CHULA VISTA, CA
Past
November 21, 2024 - September 5, 2025
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
Chula Vista, CA
Past
October 22, 2019 - November 25, 2024
STRATOS WEALTH ADVISORS LLC
RIA
CRD#: 283816
San Diego, CA
Past
January 15, 2019 - October 8, 2019
MARINER WEALTH
RIA
CRD#: 140195
SAN DIEGO, CA
Past
July 13, 2015 - January 16, 2019
SAFEGUARD INVESTMENT ADVISORY GROUP, LLC
RIA
CRD#: 146132
SAN DIEGO, CA
Past
February 18, 2015 - June 8, 2016
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
SAN DIEGO, CA
Past
January 18, 2013 - May 5, 2014
ALPHAMAX DISTRIBUTORS, L.L.C.
BD
CRD#: 8258
LA JOLLA, CA
Past
October 29, 2010 - September 6, 2011
SANFORD C. BERNSTEIN & CO., LLC
RIA
CRD#: 104474
SAN DIEGO, CA
Past
October 24, 2008 - September 6, 2011
SANFORD C. BERNSTEIN & CO., LLC
BD
CRD#: 104474
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(9/5/2025)
IAR
Texas(9/5/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
