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KS

Katie A. Sickle

SICKLE HUNTER FINANCIAL ADVISORS
TAMPA, FL 33606
Some features on this profile are disabled
CRD#: 5480770
KS

Professional summary

Katie Ann Sickle, who also goes by Katie Ann Holman, is a registered financial advisor currently at SICKLE HUNTER FINANCIAL ADVISORS located in Tampa, Florida.

Katie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. Katie has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Katie Ann Holman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Katie Ann Sickle's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

June 21, 2017 - Present

SICKLE HUNTER FINANCIAL ADVISORS

Office #1: 1646 W Snow Avenue Suite 144, Tampa, FL 33606
RIA
CRD#: 172256
TAMPA, FL
Past

June 21, 2017 - December 31, 2017

SICKLE HUNTER FINANCIAL ADVISORS

RIA
CRD#: 172256
TAMPA, FL
Past

February 26, 2010 - June 17, 2015

MORGAN STANLEY

RIA
CRD#: 149777
TAMPA, FL
Past

February 24, 2010 - June 17, 2015

MORGAN STANLEY

BD
CRD#: 149777
TAMPA, FL
Past

April 8, 2008 - February 25, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

RIA
CRD#: 6363
TAMPA, FL
Past

March 12, 2008 - February 25, 2010

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
TAMPA, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Florida
(6/21/2017)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 4/4/2008
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/17/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/11/2008
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 10
Date: 8/5/2013
General Securities Sales Supervisor - General Module Examination
Principal/Supervisory Exam
RR
Series 9
Date: 7/15/2013
General Securities Sales Supervisor - Options Module Examination

Current Firm

SH
SICKLE HUNTER FINANCIAL ADVISORS
HTTPS://WWW.FACEBOOK.COM/SICKLEHUNTERFA/ | YOUTUBE | TWITTER @TRAVISSICKLE | TWITTER @SICKLEHUNTERFA | THE INCREDIBLE PENNY | SICKLE HUNTER FINANCIAL ADVISORS, INC. | SICKLE HUNTER FINANCIAL ADVISORS | KTLC PROPERTIES, LLC | HTTPS://WWW.LINKEDIN.COM/COMPANY/SICKLE-HUNTER-FINANCIAL-ADVISORS

CRD#: 172256 / SEC#:

Florida
Registered Investment Advisory firm - (11/10/2014 Approved)
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Contact information

Main Address
1646 W Snow Avenue Suite 144, Tampa, FL 33606
Mailing Address
1646 W Snow Avenue Suite 144, Tampa, FL 33606
Phone number
(813) 321-6423
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts100
AUM (Assets Under Management)$ 45,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SICKLE HUNTER FINANCIAL ADVISORS

CRD#: 172256Tampa, FL 33606

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