Thomas A. Olaviany
Professional summary
Thomas Allen Olaviany, who also goes by Thomas A Olaviany, is a registered financial professional currently at BANKERS LIFE SECURITIES, INC. located in Wilkes Barre, Pennsylvania.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 2008. Thomas has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Allen Olaviany's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 15, 2016 - Present
BANKERS LIFE SECURITIES, INC.
Office #1: 613 Baltimore Drive, Wilkes Barre, PA 18702January 9, 2013 - February 5, 2016
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
March 22, 2011 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
February 8, 2008 - December 15, 2009
PARK AVENUE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/15/2016)
Exams
FINRA
Current Firm
BANKERS LIFE SECURITIES, INC.
CRD#: 173962 / SEC#: , 8-69562
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CDOC, INC. | PARENT COMPANY | |
| GOLDBERG, SCOTT LOUIS | BOARD MEMBER | 5296395 |
| HEILMAN, CHERYL LYNN | PRESIDENT/CEO/DIRECTOR | 2114445 |
| JOSEPHSON, STEVEN M | COO, DIRECTOR | 2239540 |
| KELLY, BRETT J | DIRECTOR, BLS OPERATIONS | 4818868 |
| LAMSON, MARK LEE | DIRECTOR OF SALES PRACTICE | 1796166 |
| MCDONOUGH, PAUL H | BOARD MEMBER | 7089411 |
| ROBERTS, ALBERTA STEPHENS | CHIEF COMPLIANCE OFFICER/ SECRETARY | 2681068 |
| TUCKER, CLARK BOMAR | FINOP | 1977842 |
Disclosures
| Regulatory Event | 1 |
| Civil Event | 1 |
Red Flags
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