Erin M. Jones
CWM
Madison, WI 53718
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CRD#: 5479915
Professional summary
Erin M Jones, CFP®, who also goes by Erin M Schwoerer, Erin M Schwoever, is a registered financial advisor currently at CWM, LLC located in Madison, Wisconsin and CETERA INVESTMENT ADVISERS LLC located in Madison, Wisconsin.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2008. Erin has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erin M Schwoerer | Erin M Schwoever
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED, REGISTERED LOCATION, FIXED INSURANCE, SINCE: 2/2018, APX NUMBER OF HOURS PER WEEK: MINIMAL, DURING TRADING HOURS: MINIMAL, INSURANCE AGENT, SELLS LIFE, HEALTH, DISABILITY, ANNUITIES, LONG TERM CARE, AND CROP INSURANCE 2. CWM, LLC DBA CARSON GROUP PARTNERS, INVESTMENT RELATED, REGISTERED LOCATION NATURE : ADVISORY AND FINANCIAL PLANNING SINCE: 7/2018 APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, DUTIES: OFFER ADVISORY SERVICES, INCLUDING PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, RISK MANAGEMENT, ESTATE PLANNING, TAX PLANNING AND PRIVATE TRUST SERVICES THROUGH CWM, LLC. 3. CROP PROTECTION GROUP LLC, NOT INVESTMENT RELATED, W3045 DOYLE ROAD, RIO, WI 53960, NATURE: SALES AND SERVICE OF FEDERAL CROP INSURANCE AND PRIVATE HALL POLICIES, SINCE: 8/2010, APX 5 HOURS PER WEEK, DURING TRADING HOURS, DUTIES: AGENT - MARKETING, SALE AND SERVICE OF FEDERAL CROP INSURANCE, REPORTING OF FARMER'S ACREAGE AND PRODUCTION TO THE PROGRAM. 4. DEFOREST AREA ROTARY CLUB NOT INVESTMENT RELATED, 6317 ROSTAD CIRCLE, WINDSOR, WI 53598, NON-PROFIT, 01/2025, SECRETARY, APX 2 HOURS PER WEEK, DURING TRADING HOURS, SECRETARY, BOARD OF DIRECTORS; 5. CULTIVATE WEALTH, LLC, INVESTMENT RELATED, SAME AS REGISTERED LOCATION, BUSINESS: SECURITIES, ADVISORY, AND INSURANCE, SINCE: 7/2018, APX 40 HOURS PER WEEK, 32.5 DURING TRADING HOURS, DUTIES: WE OFFER ADVISORY SERVICES, INCLUDING PORTFOLIO MANAGEMENT, FINANCIAL PLANNING, RISK MANAGEMENT, ESTATE PLANNING, TAX PLANNING AND PRIVATE TRUST SERVICES OFFERED THROUGH CWM, LLC. IN ADDITION, PROVIDE FIXED INSURANCE PRODUCTS NOT OFFERED THROUGH OUR AFFILIATION WITH CWM, LLC 6. DEFOREST AREA CHAMBER OF COMMERCE, NOT INVESTMENT RELATED, 151 COMMERCE ST, DEFOREST, WI 53532, BUSINESS: LOCAL, NON PROFIT ASSOCIATION, SINCE: 1/2016, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, DUTIES: GENERAL MEMBER. NO CHECKBOOK PRIVILEGES NOR ANY INVESTMENT ADVICE PROVIDED IN ANY CAPACITY. 7. COLUMBUS FALL RIVER SNO-BLAZERS, NOT INVESTMENT RELATED, PO BOX 335 (NO PHYSICAL OPERATING ADDRESS) COLUMBUS, WI 53925, NATURE OF BUSINESS: SNOWMOBILE CLUB MANAGES THE LOCAL TRAIL SYSTEM FOR PUBLIC SNOWMOBILE USE DURING THE WINTER MONTHS. THE CLUB ALSO FUND RAISES MONEY FOR CLUB USE AND CHARITIES. SINCE: 10/2017, APX 1 HOUR PER WEEK, MAY BE DURING TRADING HOURS, DUTIES: PRESIDENT OF LOCAL SNOWMOBILE CLUB. DUTIES INCLUDE LEADING THE MONTHLY MEETINGS, ORGANIZING COMMITTEES, COMMUNICATING WITH MEMBERS, AND FILING THE APPROPRIATE DOCUMENTS TO MAINTAIN ORGANIZATION STATUS. CO-SIGN ALL WITHDRAWAL OF FUNDS ALONG WITH THE TREASURER. 8. PRAIRIE RIDGE HEALTH HOSPITAL, INVESTMENT RELATED: NO, 1515 PARK AVE, COLUMBUS, WI 53925, NON-PROFIT, START DATE: 01/2025, SECRETARY, 2 HOURS PER WEEK, DURING TRADING HOURS DUTIES: BOARD OF DIRECTORS, SECRETARY, EXECUTIVE COMMITTEE MEMBER, FINANCE COMMITTEE MEMBER; 9. NAME OF OTHER BUSINESS: N/A; NOT INVT RLTD SAME AS REGISTERED LOCATION; NOTARY SERVICES; START: 7/2018; TITLE: NOTARY PUBLIC; APX # OF HRS/WK & DUR TRD HRS: LESS THAN 1; DUTIES: NOTARIZE DOCUMENTS; 10. NAME OF OTHER BUSINESS: SUN PRAIRIE CHAMBER OF COMMERCE; INVESTMENT RELATED: NO; ADDRESS: 109 EAST MAIN STREET SUN PRAIRIE, WI 53590; NATURE OF BUSINESS: XX; START DATE: 07/2025; POSITION/TITLE/RELATIONSHIP: GENERAL MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: ATTEND VARIOUS NETWORKING EVENTS HOSTED BY THE CHAMBER;
CRS (Client Relationship Summary) - RIA
Click below to view Erin M Jones's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2022
Experience
Current
July 18, 2018 - Present
CWM, LLC
Office #1: 5403 Eastpark Boulevard, Madison, WI 53718RIA
CRD#: 155344
Madison, WI
Current
July 22, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 5403 Eastpark Blvd, Madison, WI 53718RIA
CRD#: 105644
MADISON, WI
Current
July 18, 2018 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 5403 Eastpark Blvd, Madison, WI 53718BD
CRD#: 13572
MADISON, WI
Past
January 2, 2014 - July 19, 2018
HARBOUR INVESTMENTS, INC.
RIA
CRD#: 19258
DEFOREST, WI
Past
January 18, 2013 - December 31, 2013
HARBOUR INVESTMENTS, INC.
RIA
CRD#: 19258
DEFOREST, WI
Past
July 17, 2008 - July 19, 2018
HARBOUR INVESTMENTS, INC.
BD
CRD#: 19258
DEFOREST, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Wisconsin(7/18/2018)
IAR
Wisconsin(7/18/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Madison, WI 53718TRUST BUT VERIFY
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