Sean P. Mccabe
Professional summary
Sean P Mccabe is a registered financial professional currently at NETWORK 1 FINANCIAL SECURITIES INC. located in Red Bank, New Jersey.
Sean is registered as a RR (Registered Representative) and started their career in finance in 2008. Sean has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Sean P Mccabe's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2020 - Present
NETWORK 1 FINANCIAL SECURITIES INC.
Office #1: The Galleria Penthouse, Building 2 Suite 241 2 Bridge Avenue, Red Bank, NJ, 07701June 1, 2015 - March 10, 2020
WORDEN CAPITAL MANAGEMENT LLC
June 13, 2014 - June 2, 2015
FOUR POINTS CAPITAL PARTNERS LLC
August 13, 2010 - June 16, 2014
NATIONAL SECURITIES CORPORATION
October 23, 2008 - September 15, 2010
WOODSTOCK FINANCIAL GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/10/2022)
(3/9/2020)
(3/9/2020)
(6/16/2020)
(3/9/2020)
(6/18/2020)
(3/9/2020)
(2/25/2021)
(3/9/2020)
(3/16/2020)
(3/9/2020)
(4/17/2020)
(3/9/2020)
(4/14/2020)
(5/27/2022)
(3/9/2020)
(3/9/2020)
(10/16/2020)
(2/4/2022)
(3/9/2020)
(4/9/2020)
(3/9/2020)
(1/29/2021)
(1/7/2022)
(5/15/2020)
(4/13/2022)
(3/9/2020)
(3/9/2020)
(1/30/2023)
(5/4/2020)
(3/9/2020)
(6/10/2020)
Exams
FINRA
Nasdaq Stock Market
Current Firm
NETWORK 1 FINANCIAL SECURITIES INC.
CRD#: 13577 / SEC#: , 8-29471
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 21 |
| Arbitration | 4 |
Red Flags
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