Curtis W. Rencher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Curtis W Rencher, who also goes by Curt Rencher, Curt W Rencher, Curtis Wayne Rencher, was a registered financial professional .
Curtis is a previously registered financial professional and started their career in finance in 2008. Curtis had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 5, 2021 - December 31, 2021
ON INVESTMENT MANAGEMENT CO
March 23, 2021 - December 31, 2021
THE O.N. EQUITY SALES COMPANY
September 20, 2019 - March 9, 2020
HORACE MANN INVESTORS, INC.
September 11, 2017 - August 23, 2019
EDWARD JONES
September 8, 2017 - August 23, 2019
EDWARD JONES
May 13, 2014 - September 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 6, 2014 - September 5, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 1, 2012 - November 6, 2012
J.P. MORGAN SECURITIES LLC
October 1, 2012 - November 6, 2012
J.P. MORGAN SECURITIES LLC
May 24, 2010 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
May 2, 2009 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
April 1, 2008 - May 2, 2009
WAMU INVESTMENTS, INC.
Primary Firm SEC Registration
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ON INVESTMENT MANAGEMENT CO
CRD#: 105662 / SEC#: 801-7941
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 12,053 |
| AUM (Assets Under Management) | $ 2,376,953,646 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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