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Kevin Patrick Osborn

CRD# 5478696·Registered 2008 - 2026
Previously Registered: Being a previously registered professional could mean that Kevin is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Kevin Patrick Osborn was a registered financial advisor. Kevin was a previously registered financial professional and started their career in finance 2008 - 2026. Kevin had worked at 5 firms and has passed the Series 63, Series 52TO, Series 57TO, SIE, Series 7, Series 53 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

18 years in the financial services industry

Current & Past Employments

JUMP EXECUTION, LLC·CRD# 313060
BD
Chicago, IL
January 20, 2022 - October 1, 2026
JUMP TRADING, LLC·CRD# 106124
BD
Chicago, IL
January 20, 2016 - October 1, 2026
SUNGARD INSTITUTIONAL BROKERAGE INC.·CRD# 8509
BD
Geneva, IL
December 5, 2012 - December 31, 2013
FIS BROKERAGE & SECURITIES SERVICES LLC·CRD# 104162
BD
Geneva, IL
January 3, 2012 - January 15, 2016
SUNGARD INSTITUTIONAL BROKERAGE INC.·CRD# 8509
BD
Geneva, IL
December 3, 2009 - December 31, 2011
M3 INVESTMENT GROUP LLC·CRD# 108888
BD
Chicago, IL
May 14, 2008 - July 9, 2009

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Current Firm

JE
JUMP EXECUTION, LLC

JUMP EXECUTION, LLC | JUMP LIQUIDITY

CRD#: 313060 / SEC#: 8-70668
BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)

Contact Information

Main Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Mailing Address

600 West Chicago Avenue, Suite 600, Chicago, IL 60654

Phone Number

(312) 205-8900

Established

Delaware since 07/02/2020

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
JUMP TRADING HOLDINGS, LLCOWNER—
BUTLER, AIDAN JOSEPHCHIEF COMPLIANCE OFFICER4417413
HICKEY, COLLEEN PCHIEF FINANCIAL OFFICER4505773
STRATICO, JOSEPH CHARLESCHIEF EXECUTIVE OFFICER4820591

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2008About the Series 63 exam

Series 52TO — Municipal Securities Representative Examination

Passed Jan 2023About the Series 52TO exam

Series 57TO — Securities Trader Exam

Passed Feb 2021About the Series 57TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2008About the Series 7 exam

Series 53 — Municipal Securities Principal Examination

Passed Dec 2012About the Series 53 exam

Series 24 — General Securities Principal Examination

Passed Mar 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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