William O. Scroggins
SAGESPRING WEALTH PARTNERS
Birmingham, AL 35209
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CRD#: 5478586
Professional summary
William Olon Scroggins, CFP®, who also goes by Will Scroggins, is a registered financial advisor currently at SAGESPRING WEALTH PARTNERS located in Birmingham, Alabama.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2008. William has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Will Scroggins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: Address: 2204 Rosewood Drive, Vestavia Hills, AL, 35216, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/02/2015 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I own the real estate and collect the rent payments and keep up the property. (2)Name of Business: SageSpring Wealth Parnters Address: 600 University Park Place, Homewood, AL, 35209, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3)Name of Business: SageSpring Wealth Partners Address: 600 University Park Place, Homewood, AL, 35209, United States Activity Type: Independent RIA Position/Title: Advisor Investment Related: Yes Start Date: 11/01/2022 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (4)Name of Business: Vanbridge Address: 600 University Park Pl Ste 350, Homewood, AL, 35209, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 10/23/2020 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Assist client with non-variable insurance
CRS (Client Relationship Summary) - RIA
Click below to view William Olon Scroggins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2012
Experience
Current
December 20, 2016 - Present
SAGESPRING WEALTH PARTNERS
Office #1: 600 University Place Suite 350, Birmingham, AL 35209RIA
CRD#: 283515
Birmingham, AL
Past
March 6, 2015 - December 20, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
BIRMINGHAM, AL
Past
March 4, 2015 - December 19, 2024
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HOMEWOOD, AL
Past
April 24, 2012 - March 9, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
BIRMINGHAM, AL
Past
April 24, 2012 - March 9, 2015
LPL FINANCIAL LLC
BD
CRD#: 6413
BIRMINGHAM, AL
Past
May 12, 2008 - May 1, 2012
VALIC FINANCIAL ADVISORS, INC.
RIA
CRD#: 42803
BIRMINGHAM, AL
Past
April 9, 2008 - May 1, 2012
VALIC FINANCIAL ADVISORS, INC.
BD
CRD#: 42803
BIRMINGHAM, AL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
Registered Investment Advisory firm - (7/6/2016 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alabama(12/20/2016)
IAR
Texas(6/3/2019)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
SW
SAGESPRING WEALTH PARTNERS
SAGESPRING WEALTH PARTNERS | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, LLC | SOUTHWESTERN INVESTMENT ADVISORY SERVICES, INC. | SIAS INSURANCE GROUP
CRD#: 283515 / SEC#: 801-107971
RIA
Registered Investment Advisory firm - (7/6/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
801 Crescent Centre Drive Suite 600, Franklin, TN 37067
Mailing Address
Phone number
(615) 861-6100
Established
Firm type
Fiscal year end
# of Employees
180
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,811 |
| AUM (Assets Under Management) | $ 6,485,071,326 |
Red Flags
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Company Information
SAGESPRING WEALTH PARTNERS
CRD#: 283515Birmingham, AL 35209TRUST BUT VERIFY
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