Christopher K. Lockwood

ORCHARD SECURITIES

Pleasant Grove, UT 84062

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CRD#: 5478570

Professional summary

Christopher K Lockwood is a registered financial professional currently at ORCHARD SECURITIES, LLC located in Pleasant Grove, Utah.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 2008. Christopher has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher K Lockwood's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2025 - Present

ORCHARD SECURITIES, LLC

Office #1: 365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

CRD#: 133378

Pleasant Grove, UT

Past

January 6, 2021 - June 17, 2025

PACIFIC OAK CAPITAL MARKETS, LLC

CRD#: 309350

COSTA MESA, CA

Past

December 9, 2020 - December 31, 2020

ARETE WEALTH MANAGEMENT, LLC

CRD#: 44856

CHICAGO, IL

Past

October 6, 2020 - November 18, 2020

PACER FINANCIAL, INC.

CRD#: 137040

MALVERN, PA

Past

November 21, 2014 - June 17, 2020

CCO CAPITAL, LLC

CRD#: 31147

PHOENIX, AZ

Past

September 15, 2008 - November 13, 2014

VANGUARD MARKETING CORPORATION

CRD#: 7452

SCOTTSDALE, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(6/26/2025)

Florida
(6/26/2025)

Georgia
(6/26/2025)

Louisiana
(6/26/2025)

North Carolina
(6/26/2025)

Puerto Rico
(6/26/2025)

South Carolina
(6/26/2025)

Tennessee
(6/26/2025)

Utah
(6/26/2025)

Exams

State Security Law Exam

Series 63

Date: 9/23/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/12/2012

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/12/2008

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

ORCHARD SECURITIES, LLC

JOSEPH CAMERON | ORCHARD SECURITIES, LLC | JOSEPH CAMERON, LLC | JOSEPH CAMERON LLC

CRD#: 133378 / SEC#: , 8-66719

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Mailing Address

365 Garden Grove Lane Suite 100, Pleasant Grove, UT 84062

Phone number

(801) 316-4301

Established

Utah since 09/27/2005

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
CREEKSIDE LAND DEVELOPMENT, LLC	MEMBER
FAR VISIONS, LLC	MEMBER
NORTH CANYON ENTERPRISES, LLC	MEMBER
TOTTENHAM INVESTMENTS, LLC	MEMBER
TRIPLE CROWN SECURITES, LLC	MEMBER
BADALAMENTI, CHARLES RICHARD	FINOP	2065038
BRADBURN, KEVIN CHRISTOPHER	MANAGER, CHIEF EXECUTIVE OFFICER	2718206
GARRETT, TAYLOR WESTON	PRESIDENT	4829547
HART, ADRIENNE YOST	CHIEF COMPLIANCE OFFICER	1510179

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Christopher K. Lockwood

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher K Lockwood's CRS (Customer Relationship Summary).

Certified licenses

Experience

PACIFIC OAK CAPITAL MARKETS, LLC

ARETE WEALTH MANAGEMENT, LLC

PACER FINANCIAL, INC.

CCO CAPITAL, LLC

VANGUARD MARKETING CORPORATION

State Registrations and Notice Filings

Exams

Series 63

Date: 9/23/2008

SIE

Date: 10/1/2018

Series 7

Date: 3/12/2012

Series 6

Date: 9/12/2008

FINRA

Current Firm

ORCHARD SECURITIES, LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

ORCHARD SECURITIES, LLC

TRUST BUT VERIFY

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