Keith E. Kirven
Professional summary
Keith Elroy Kirven JR, who also goes by Keith Kirven, Keith Kirven, Jr, is a registered financial professional currently at TCBI SECURITIES, INC. located in Houston, Texas.
Keith is registered as a RR (Registered Representative) and started their career in finance in 2008. Keith has worked at 3 firms and has passed the Series 63, SIE, Series 50, Series 7 and Series 54 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Elroy Kirven JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 24, 2023 - Present
TCBI SECURITIES, INC.
Office #1: 1330 Post Oak Boulevard, Houston, TX 77056October 29, 2015 - July 12, 2019
RICE FINANCIAL PRODUCTS COMPANY
December 3, 2008 - October 28, 2015
FIRST SOUTHWEST COMPANY, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/8/2023)
Exams
FINRA
Current Firm
TCBI SECURITIES, INC.
CRD#: 313304 / SEC#: , 8-70682
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEXAS CAPITAL BANCSHARES, INC. | OWNER | |
| ALVARADO, ANNA MARIA | DIRECTOR | 4433966 |
| COLPITTS, JOEL BRIAN | PRINCIPAL FINANCIAL OFFICER AND FIN/OP | 2376942 |
| GENYK, STEVEN | MUNICIPAL SECURITIES PRINCIPAL | 2324120 |
| HOLMES, ROBERT C | DIRECTOR | 2948416 |
| HOVERMAN, DANIEL STEPHENS | DIRECTOR, PRESIDENT | 5281289 |
| OMAN, DAVID | DIRECTOR | 5685397 |
| RIVERA, JASON | CHIEF COMPLIANCE OFFICER | 5010925 |
| SCURLOCK, JOHN MATTHEW | DIRECTOR | 7521986 |
Red Flags
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