Joseph Eugene Schmitt Iv
Professional Summary
Joseph Eugene Schmitt IV, who also goes by Joe Schmitt, Joseph Eugene Schmitt, is a registered financial advisor currently at GCG SECURITIES, LLC located in Brentwood, Tennessee. Joseph is registered as a RR (Registered Representative) and started their career in finance in 2008. Joseph has worked at 3 firms and has passed the Series 63, Series 99TO, Series 79TO, Series 82TO, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Joe Schmitt, Joseph Eugene Schmitt
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
18 years in the financial services industry
Current & Past Employments
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Current Firm
GCG SECURITIES, LLC
Contact Information
Main Address
189 Townsend Street, Ste 200, Birmingham, MI 48009Mailing Address
189 Townsend Street, Ste 200, Birmingham, MI 48009Phone Number
(248) 480-2032Established
Michigan since 11/03/2022Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (6 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(4/26/2023)
(5/12/2023)
(5/12/2023)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79TO — Investment Banking Registered Representative Examination
Passed Jan 2023About the Series 79TO examSeries 82TO — Limited Representative-Private Securities Offerings
Passed Jan 2023About the Series 82TO examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Joseph Eugene Schmitt IV's CRS (Customer Relationship Summary).
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