Lange A. Kaupinen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lange Allan Kaupinen, who also goes by Lange Kaupinen, was a registered financial professional .
Lange is a previously registered financial professional and started their career in finance in 2008. Lange had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 18, 2022 - November 17, 2022
MEDICI
January 6, 2015 - November 22, 2016
COMPASS POINT RESEARCH & TRADING, LLC
March 12, 2008 - October 24, 2014
B. RILEY SECURITIES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
MEDICI
CRD#: 315941 / SEC#: 801-122116
Contact information
Documents
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Florida | ERA - Active | 5/28/2024 |
Red Flags
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